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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
926
VanEck High Yield Muni ETF
HYD
$4.44B
$431K 0.01%
6,895
+55
+0.8% +$3.49K
BOTZ icon
927
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$429K 0.01%
11,718
+1,053
+10% +$37.8K
EFG icon
928
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$429K 0.01%
4,032
– –
FTS icon
929
Fortis
FTS
$30B
$428K 0.01%
9,654
+182
+2% +$8.24K
MMS icon
930
Maximus
MMS
$3.14B
$425K 0.01%
5,111
+425
+9% +$36.4K
BSJN
931
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$424K 0.01%
16,742
+5,217
+45% +$132K
PFFA icon
932
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.41B
$423K 0.01%
17,000
– –
SAP icon
933
SAP
SAP
$187B
$423K 0.01%
+3,131
New +$455K
DOMO icon
934
Domo
DOMO
$166M
$422K 0.01%
+5,000
New +$428K
BTO
935
John Hancock Financial Opportunities Fund
BTO
$802M
$420K 0.01%
9,873
+2,299
+30% +$92.9K
PTON icon
936
Peloton Interactive
PTON
$2.63B
$420K 0.01%
4,821
+1,530
+46% +$169K
MANH icon
937
Manhattan Associates
MANH
$8.97B
$419K 0.01%
2,738
+83
+3% +$12.9K
BSJM
938
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$419K 0.01%
18,022
+5,470
+44% +$127K
PWR icon
939
Quanta Services
PWR
$93.9B
$413K 0.01%
3,630
+263
+8% +$26.4K
BALL icon
940
Ball Corp
BALL
$17B
$412K 0.01%
4,574
-1,341
-23% -$119K
GLOB icon
941
Globant
GLOB
$1.35B
$412K 0.01%
1,466
+149
+11% +$40.9K
BSJO
942
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$412K 0.01%
16,452
+5,276
+47% +$132K
SPNT icon
943
SiriusPoint
SPNT
$2.98B
$411K 0.01%
44,361
-14,284
-24% -$137K
DEN
944
DELISTED
Denbury Inc.
DEN
$411K 0.01%
+5,862
New +$405K
RSPH icon
945
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$408K 0.01%
+13,690
New +$421K
GGZ
946
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$405K 0.01%
25,449
-525
-2% -$8.35K
MKL icon
947
Markel Group
MKL
$25B
$405K 0.01%
339
-57
-14% -$70.3K
CNC icon
948
Centene
CNC
$31.3B
$400K 0.01%
6,413
+451
+8% +$30.1K
BR icon
949
Broadridge
BR
$17.2B
$399K 0.01%
2,393
-2,268
-49% -$386K
ESGE icon
950
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$399K 0.01%
9,620
– –
36 37
38
39 40

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.