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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETY icon
926
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.28B
$265K 0.01%
24,305
+41
+0.2% +$455
BGT icon
927
BlackRock Floating Rate Income Trust
BGT
$323M
$264K 0.01%
23,530
-3,160
-12% -$35.5K
FTV icon
928
Fortive
FTV
$19.6B
$264K 0.01%
5,488
-730
-12% -$33.3K
HQL
929
abrdn Life Sciences Investors
HQL
$585M
$264K 0.01%
15,022
+2,084
+16% +$37.3K
TCF
930
DELISTED
TCF Financial Corporation Common Stock
TCF
$264K 0.01%
11,296
-331
-3% -$8.86K
TRI icon
931
Thomson Reuters
TRI
$45.4B
$263K 0.01%
3,132
-1,021
-25% -$79.4K
NTNX icon
932
Nutanix
NTNX
$15.8B
$260K 0.01%
11,705
-1,826
-13% -$41.7K
TER icon
933
Teradyne
TER
$49.1B
$259K 0.01%
3,263
-2,283
-41% -$194K
ARCB icon
934
ArcBest
ARCB
$3.32B
$258K 0.01%
8,301
-500
-6% -$15.6K
OKTA icon
935
Okta
OKTA
$23.6B
$258K 0.01%
1,205
-1,357
-53% -$283K
OHI icon
936
Omega Healthcare
OHI
$15.3B
$256K 0.01%
8,565
+515
+6% +$16.1K
HMSY
937
DELISTED
HMS Holdings Corp.
HMSY
$256K 0.01%
10,686
-44
-0.4% -$1.29K
FIVE icon
938
Five Below
FIVE
$11.4B
$255K 0.01%
2,007
+47
+2% +$5.35K
KTB icon
939
Kontoor Brands
KTB
$4.81B
$255K 0.01%
10,543
-2,428
-19% -$50.8K
MIN
940
Aberdeen Intermediate Income Fund
MIN
$273M
$254K 0.01%
67,965
+6,500
+11% +$24.9K
SBAC icon
941
SBA Communications
SBAC
$19B
$254K 0.01%
798
+124
+18% +$37.9K
ERESU
942
DELISTED
East Resources Acquisition Company Unit
ERESU
$254K 0.01%
+25,177
New +$252K
BSCK
943
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$253K 0.01%
11,900
-228
-2% -$4.84K
VLU icon
944
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$753M
$252K 0.01%
2,475
– –
ASA
945
ASA Gold and Precious Metals
ASA
$953M
$251K ﹤0.01%
11,790
-5,075
-30% -$112K
IXC icon
946
iShares Global Energy ETF
IXC
$2.68B
$251K ﹤0.01%
15,282
+2,300
+18% +$43.4K
KRNT icon
947
Kornit Digital
KRNT
$709M
$251K ﹤0.01%
3,867
+34
+0.9% +$1.95K
CVGW
948
DELISTED
Calavo Growers
CVGW
$250K ﹤0.01%
3,765
+127
+3% +$7.97K
ALK icon
949
Alaska Air
ALK
$5.51B
$249K ﹤0.01%
6,800
– –
FEP icon
950
First Trust Europe AlphaDEX Fund
FEP
$515M
$249K ﹤0.01%
7,484
– –
36 37
38
39 40

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.