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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
926
Global X MLP ETF
MLPA
$2.27B
$155K ﹤0.01%
8,191
+1,649
+25% +$61.5K
ZTR
927
Virtus Total Return Fund
ZTR
$339M
$155K ﹤0.01%
21,567
-368
-2% -$3.76K
ONB icon
928
Old National Bancorp
ONB
$10.2B
$154K ﹤0.01%
11,666
+220
+2% +$3.67K
FHN icon
929
First Horizon
FHN
$12.3B
$153K ﹤0.01%
18,944
+680
+4% +$9.43K
SHLX
930
DELISTED
Shell Midstream Partners, L.P.
SHLX
$153K ﹤0.01%
15,308
+356
+2% +$6.08K
BLFS icon
931
BioLife Solutions
BLFS
$1.54B
$152K ﹤0.01%
+15,999
New +$220K
GLOB icon
932
Globant
GLOB
$1.66B
$152K ﹤0.01%
1,732
+69
+4% +$7.7K
CTR
933
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$152K ﹤0.01%
22,045
-36,121
-62% -$1.16M
JHB
934
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$151K ﹤0.01%
17,500
– –
FTAI icon
935
FTAI Aviation
FTAI
$21.1B
$150K ﹤0.01%
21,371
+2,928
+16% +$41.5K
MLPX icon
936
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$150K ﹤0.01%
8,147
– –
RVT icon
937
Royce Value Trust
RVT
$2.2B
$146K ﹤0.01%
15,069
-904
-6% -$12K
MGNI icon
938
Magnite
MGNI
$2.86B
$145K ﹤0.01%
+26,124
New +$240K
LRFC
939
DELISTED
Logan Ridge Finance Corp
LRFC
$144K ﹤0.01%
7,659
-192
-2% -$8.38K
GTN icon
940
Gray Television
GTN
$442M
$140K ﹤0.01%
+12,998
New +$235K
MUA icon
941
BlackRock MuniAssets Fund
MUA
$516M
$140K ﹤0.01%
10,511
+24
+0.2% +$357
GLQ
942
Clough Global Equity Fund
GLQ
$151M
$139K ﹤0.01%
15,676
-4,956
-24% -$57.1K
OLLI icon
943
Ollie's Bargain Outlet
OLLI
$4.36B
$139K ﹤0.01%
2,991
+1,332
+80% +$68.3K
MRO
944
DELISTED
Marathon Oil Corporation
MRO
$137K ﹤0.01%
+41,552
New +$383K
MMS icon
945
Maximus
MMS
$3.32B
$136K ﹤0.01%
2,340
+140
+6% +$9.51K
AFT
946
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$136K ﹤0.01%
11,680
+990
+9% +$14.1K
RQI icon
947
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$135K ﹤0.01%
14,987
+4,019
+37% +$50.9K
TEN
948
Tsakos Energy Navigation Ltd
TEN
$1.19B
$133K ﹤0.01%
8,154
+93
+1% +$1.42K
SKT icon
949
Tanger
SKT
$4.8B
$132K ﹤0.01%
26,443
+968
+4% +$11.8K
SIEN
950
DELISTED
Sientra, Inc.
SIEN
$131K ﹤0.01%
6,580
+266
+4% +$13.9K
36 37
38
39 40

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.