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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJM
926
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$288K 0.01%
11,830
+420
+4% +$10.3K
J icon
927
Jacobs Solutions
J
$15.9B
$287K 0.01%
3,794
-263
-6% -$18.8K
ETY icon
928
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$286K 0.01%
24,034
-1,791
-7% -$21.3K
SOXX icon
929
iShares Semiconductor ETF
SOXX
$44.2B
$285K 0.01%
+4,047
New +$279K
SCM icon
930
Stellus Capital Investment Corp
SCM
$204M
$284K 0.01%
20,848
+163
+0.8% +$2.24K
SGI
931
Somnigroup International
SGI
$15B
$284K 0.01%
+14,724
New +$282K
MTG icon
932
MGIC Investment
MTG
$6.26B
$283K 0.01%
22,466
-2,224
-9% -$28.7K
NTNX icon
933
Nutanix
NTNX
$14.8B
$281K 0.01%
10,720
-887
-8% -$20.9K
PAYC icon
934
Paycom
PAYC
$6.81B
$281K 0.01%
1,342
-15
-1% -$3.5K
BMRN icon
935
BioMarin Pharmaceuticals
BMRN
$11.4B
$280K 0.01%
4,150
-90
-2% -$6.93K
OKTA icon
936
Okta
OKTA
$23.9B
$280K 0.01%
2,843
+262
+10% +$32.7K
CTT
937
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$280K 0.01%
26,270
-15,575
-37% -$158K
BSCO
938
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$278K 0.01%
12,961
+663
+5% +$14.1K
QGEN icon
939
Qiagen
QGEN
$8.52B
$277K 0.01%
7,919
+3,019
+62% +$116K
STT icon
940
State Street
STT
$50.9B
$277K 0.01%
4,676
-321
-6% -$17.8K
HQY icon
941
HealthEquity
HQY
$7.93B
$276K 0.01%
4,823
-11
-0.2% -$730
MDC
942
DELISTED
M.D.C. Holdings, Inc.
MDC
$275K 0.01%
+6,885
New +$242K
MASI
943
DELISTED
Masimo
MASI
$274K 0.01%
1,840
-50
-3% -$7.59K
DBP icon
944
Invesco DB Precious Metals Fund
DBP
$238M
$273K 0.01%
6,670
– –
EIX icon
945
Edison International
EIX
$30.7B
$273K 0.01%
+3,615
New +$260K
IFV icon
946
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$272K 0.01%
14,287
– –
SMG icon
947
ScottsMiracle-Gro
SMG
$4.05B
$272K 0.01%
2,676
-200
-7% -$20.9K
NUVA
948
DELISTED
NuVasive, Inc.
NUVA
$272K 0.01%
4,296
-58
-1% -$3.63K
ALSN icon
949
Allison Transmission
ALSN
$10.1B
$271K 0.01%
+5,765
New +$261K
NOBL icon
950
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$271K 0.01%
7,566
+676
+10% +$23.7K
36 37
38
39 40

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.