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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.86%
2 Financials 8.08%
3 Technology 7.82%
4 Healthcare 7.49%
5 Industrials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNG icon
926
Cheniere Energy
LNG
$57.5B
$293K 0.01%
+4,289
New +$282K
BMRN icon
927
BioMarin Pharmaceuticals
BMRN
$12.7B
$291K 0.01%
3,274
-166
-5% -$15.4K
EFR
928
Eaton Vance Senior Floating-Rate Fund
EFR
$308M
$291K 0.01%
22,373
– –
SCM icon
929
Stellus Capital Investment Corp
SCM
$233M
$291K 0.01%
20,532
+146
+0.7% +$2.07K
AMP icon
930
Ameriprise Financial
AMP
$49.3B
$290K 0.01%
2,264
-146
-6% -$18.1K
ASA
931
ASA Gold and Precious Metals
ASA
$1.12B
$290K 0.01%
28,295
-4,225
-13% -$42.3K
FLNT
932
Fluent
FLNT
$97.7M
$286K 0.01%
+8,485
New +$250K
BSJL
933
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$285K 0.01%
11,538
+1,212
+12% +$29.7K
CLB icon
934
Core Laboratories
CLB
$574M
$284K 0.01%
4,116
-68
-2% -$4.56K
EFAV icon
935
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
$283K 0.01%
3,929
+40
+1% +$2.8K
BSCM
936
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$283K 0.01%
13,411
+1,839
+16% +$38.4K
MASI
937
DELISTED
Masimo
MASI
$282K 0.01%
+2,040
New +$256K
MMU
938
Western Asset Managed Municipals Fund
MMU
$526M
$282K 0.01%
+21,447
New +$283K
PPLI
939
People Inc
PPLI
$2.79B
$280K 0.01%
+7,464
New +$276K
HTGC icon
940
Hercules Capital
HTGC
$3.26B
$279K 0.01%
22,076
-967
-4% -$12.3K
GPK icon
941
Graphic Packaging
GPK
$2.81B
$277K 0.01%
21,936
-10,004
-31% -$121K
MAA icon
942
Mid-America Apartment Communities
MAA
$14.5B
$277K 0.01%
2,532
-194
-7% -$19.9K
GLOB icon
943
Globant
GLOB
$1.63B
$276K 0.01%
3,859
-559
-13% -$37.6K
VGK icon
944
Vanguard FTSE Europe ETF
VGK
$30.5B
$276K 0.01%
5,145
-2,818
-35% -$147K
CUTR
945
DELISTED
Cutera, Inc.
CUTR
$276K 0.01%
+15,643
New +$245K
TWLO icon
946
Twilio
TWLO
$34.9B
$275K 0.01%
+2,127
New +$240K
DNOW icon
947
DNOW Inc
DNOW
$2.83B
$274K 0.01%
19,593
+3,669
+23% +$51K
CSQ icon
948
Calamos Strategic Total Return Fund
CSQ
$3.34B
$273K 0.01%
21,996
-2,125
-9% -$25.4K
FFIN icon
949
First Financial Bankshares
FFIN
$4.75B
$273K 0.01%
9,434
– –
ICVT icon
950
iShares Convertible Bond ETF
ICVT
$7.84B
$273K 0.01%
4,715
– –
36 37
38
39 40

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AMH
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IMRF
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WJWM
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RRAM
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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 43% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Morningstar Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.