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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
901
Highland Opportunities and Income Fund
HFRO
$407M
$284K 0.01%
32,297
+1,000
+3% +$9.94K
TEAM icon
902
Atlassian
TEAM
$26.5B
$283K 0.01%
+1,655
New +$264K
BHP icon
903
BHP
BHP
$211B
$283K 0.01%
4,456
-1,037
-19% -$66.9K
HAL icon
904
Halliburton
HAL
$26.1B
$282K 0.01%
8,901
+1,006
+13% +$37.3K
SSB icon
905
SouthState Bank Corp
SSB
$10.3B
$281K 0.01%
3,940
-213
-5% -$16.6K
ALK icon
906
Alaska Air
ALK
$5.11B
$278K 0.01%
6,628
-65
-1% -$3.05K
BSJO
907
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$278K 0.01%
12,380
-2,014
-14% -$45.1K
CDC icon
908
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
$278K 0.01%
4,583
-2,027
-31% -$127K
TREX icon
909
Trex
TREX
$4.4B
$277K 0.01%
5,698
+86
+2% +$4.35K
IEFA icon
910
iShares Core MSCI EAFE ETF
IEFA
$186B
$276K 0.01%
4,136
+747
+22% +$49K
SIL icon
911
Global X Silver Miners ETF NEW
SIL
$3.93B
$276K 0.01%
8,988
+10
+0.1% +$289
SMTI icon
912
Sanara MedTech
SMTI
$277M
$276K 0.01%
+6,685
New +$282K
HXL icon
913
Hexcel
HXL
$7.97B
$275K 0.01%
4,032
-185
-4% -$12.6K
ARKG icon
914
ARK Genomic Revolution ETF
ARKG
$1.53B
$275K 0.01%
9,133
+128
+1% +$3.97K
SMG icon
915
ScottsMiracle-Gro
SMG
$4.09B
$274K 0.01%
+3,923
New +$282K
FLEX icon
916
Flex
FLEX
$37.7B
$273K 0.01%
15,748
-1,258
-7% -$21.8K
EMB icon
917
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$273K 0.01%
3,160
– –
PNR icon
918
Pentair
PNR
$10.8B
$272K 0.01%
4,923
-143
-3% -$7.59K
RACE icon
919
Ferrari
RACE
$67.8B
$271K 0.01%
1,000
– –
ICLN icon
920
iShares Global Clean Energy ETF
ICLN
$2.22B
$271K 0.01%
13,678
-115
-0.8% -$2.28K
ZYME icon
921
Zymeworks
ZYME
$1.62B
$270K 0.01%
29,882
-26,765
-47% -$233K
DTE icon
922
DTE Energy
DTE
$29.9B
$270K 0.01%
2,463
-877
-26% -$98.2K
DBP icon
923
Invesco DB Precious Metals Fund
DBP
$236M
$270K 0.01%
5,284
-2,698
-34% -$132K
MTZ icon
924
MasTec
MTZ
$22.7B
$270K 0.01%
2,854
-100
-3% -$9.51K
XOP icon
925
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$268K 0.01%
2,102
-75
-3% -$9.96K
35 36
37
38 39

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.