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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFV icon
901
First Trust Dorsey Wright International Focus 5 ETF
IFV
$221M
$184K ﹤0.01%
13,403
-250
-2% -$4.71K
JWN
902
DELISTED
Nordstrom
JWN
$183K ﹤0.01%
11,925
-143
-1% -$4.77K
QGEN icon
903
Qiagen
QGEN
$8.62B
$180K ﹤0.01%
4,072
+262
+7% +$10.2K
EQH icon
904
Equitable Holdings
EQH
$13.2B
$179K ﹤0.01%
+12,388
New +$271K
COUP
905
DELISTED
Coupa Software Incorporated
COUP
$179K ﹤0.01%
1,280
-442
-26% -$68.4K
EQT icon
906
EQT Corp
EQT
$32.9B
$176K ﹤0.01%
24,914
+4,198
+20% +$29.5K
EXG icon
907
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$174K ﹤0.01%
27,217
+1,071
+4% +$8.61K
TPVG icon
908
TriplePoint Venture Growth BDC
TPVG
$184M
$171K ﹤0.01%
29,785
-19,000
-39% -$224K
TRN icon
909
Trinity Industries
TRN
$2.92B
$171K ﹤0.01%
10,628
-141
-1% -$2.82K
DNOW icon
910
DNOW Inc
DNOW
$2.44B
$170K ﹤0.01%
32,959
-642
-2% -$5.78K
NFJ
911
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
$169K ﹤0.01%
17,595
-1,084
-6% -$13K
CGEN icon
912
Compugen
CGEN
$212M
$167K ﹤0.01%
23,000
+7,000
+44% +$55K
MMU
913
Western Asset Managed Municipals Fund
MMU
$551M
$167K ﹤0.01%
13,998
-6,993
-33% -$91.9K
MTG icon
914
MGIC Investment
MTG
$6.47B
$166K ﹤0.01%
26,128
-347
-1% -$4.19K
MIME
915
DELISTED
Mimecast Limited
MIME
$166K ﹤0.01%
4,700
– –
VST icon
916
Vistra
VST
$48.2B
$161K ﹤0.01%
10,118
-129
-1% -$2.62K
FGD icon
917
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$160K ﹤0.01%
10,062
– –
OMCL icon
918
Omnicell
OMCL
$1.88B
$160K ﹤0.01%
2,433
-289
-11% -$23K
STWD icon
919
Starwood Property Trust
STWD
$6.12B
$160K ﹤0.01%
15,630
-3,208
-17% -$70.3K
WHD icon
920
Cactus
WHD
$3.63B
$159K ﹤0.01%
+13,735
New +$345K
TECH icon
921
Bio-Techne
TECH
$11.2B
$158K ﹤0.01%
3,324
+52
+2% +$2.6K
RCA
922
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$158K ﹤0.01%
10,400
-586
-5% -$14K
RUN icon
923
Sunrun
RUN
$2.26B
$157K ﹤0.01%
15,576
-2,086
-12% -$34.2K
BCX icon
924
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
$156K ﹤0.01%
31,051
+4,025
+15% +$27.4K
BFAM icon
925
Bright Horizons
BFAM
$4.35B
$156K ﹤0.01%
1,533
-125
-8% -$18.4K
35 36
37
38 39

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PEA
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VAS
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MU
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.