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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PB icon
901
Prosperity Bancshares
PB
$8.77B
$273K 0.01%
3,795
+22
+0.6% +$1.55K
CYBR
902
DELISTED
CyberArk
CYBR
$271K 0.01%
2,325
-980
-30% -$110K
NLY icon
903
Annaly Capital Management
NLY
$16.9B
$271K 0.01%
7,189
-2,149
-23% -$78.3K
NHC icon
904
National Healthcare
NHC
$3.53B
$270K 0.01%
+3,118
New +$261K
TRI icon
905
Thomson Reuters
TRI
$39.4B
$270K 0.01%
3,581
+38
+1% +$2.77K
IAI icon
906
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$269K 0.01%
3,932
+12
+0.3% +$790
GATX icon
907
GATX Corp
GATX
$6.55B
$268K 0.01%
3,239
+373
+13% +$30K
WWD icon
908
Woodward
WWD
$25B
$268K 0.01%
2,261
– –
AMP icon
909
Ameriprise Financial
AMP
$46.8B
$267K 0.01%
1,603
-115
-7% -$17.8K
CI icon
910
Cigna
CI
$76.6B
$267K 0.01%
1,306
-230
-15% -$42.2K
HSY icon
911
Hershey
HSY
$35.4B
$267K 0.01%
1,818
-990
-35% -$147K
DOCU
912
DocuSign
DOCU
$9.63B
$266K 0.01%
3,591
-226
-6% -$15.5K
BSJO
913
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$266K 0.01%
10,440
+35
+0.3% +$881
WAB icon
914
Wabtec
WAB
$51.1B
$265K 0.01%
3,407
-5,557
-62% -$411K
CMA
915
DELISTED
Comerica
CMA
$264K 0.01%
3,676
-138
-4% -$9.47K
OC icon
916
Owens Corning
OC
$11.5B
$264K 0.01%
4,054
+377
+10% +$24.1K
PBA icon
917
Pembina Pipeline
PBA
$29.9B
$264K 0.01%
7,118
+113
+2% +$4.04K
XIFR
918
XPLR Infrastructure LP
XIFR
$1.18B
$263K 0.01%
4,987
+201
+4% +$10.5K
TGE
919
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$263K 0.01%
11,895
-6,358
-35% -$122K
TDOC icon
920
Teladoc Health
TDOC
$1.58B
$262K 0.01%
3,126
-2,687
-46% -$204K
CSQ icon
921
Calamos Strategic Total Return Fund
CSQ
$3.21B
$261K 0.01%
19,211
-1,685
-8% -$22.1K
WSM icon
922
Williams-Sonoma
WSM
$26.7B
$261K 0.01%
7,110
+168
+2% +$5.84K
MDC
923
DELISTED
M.D.C. Holdings, Inc.
MDC
$261K 0.01%
7,401
+516
+7% +$19.4K
CDNS icon
924
Cadence Design Systems
CDNS
$90B
$258K 0.01%
3,718
-7,165
-66% -$480K
ENV
925
DELISTED
ENVESTNET, INC.
ENV
$258K 0.01%
3,704
-5,615
-60% -$365K
35 36
37
38 39

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.