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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNC
901
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$308K 0.01%
22,823
-5,108
-18% -$69.3K
BCPC
902
Balchem Corp
BCPC
$5.23B
$307K 0.01%
3,100
+42
+1% +$4K
SSNC icon
903
SS&C Technologies
SSNC
$17.8B
$306K 0.01%
5,928
-225
-4% -$11.5K
RCA
904
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$306K 0.01%
11,300
– –
DWTR
905
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$305K 0.01%
9,707
– –
BSCN
906
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$305K 0.01%
14,308
+687
+5% +$14.6K
CGC
907
Canopy Growth
CGC
$375M
$303K 0.01%
1,323
+384
+41% +$117K
MOTI icon
908
VanEck Morningstar International Moat ETF
MOTI
$70.1M
$303K 0.01%
9,935
– –
MLPX icon
909
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$301K 0.01%
8,147
– –
BSCK
910
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$301K 0.01%
14,149
-399
-3% -$8.5K
XLI icon
911
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$299K 0.01%
3,847
-642
-14% -$49.3K
SCI icon
912
Service Corp International
SCI
$11.4B
$298K 0.01%
6,223
-595
-9% -$27.9K
SITE icon
913
SiteOne Landscape Supply
SITE
$4.43B
$298K 0.01%
4,021
+46
+1% +$3.38K
DFE icon
914
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$297K 0.01%
5,318
-347
-6% -$19.5K
LH icon
915
Labcorp
LH
$24.3B
$297K 0.01%
2,056
-7,385
-78% -$1.08M
PHYS icon
916
Sprott Physical Gold
PHYS
$14.6B
$296K 0.01%
25,000
– –
EWZ icon
917
iShares MSCI Brazil ETF
EWZ
$9.05B
$295K 0.01%
+7,000
New +$302K
NHI icon
918
National Health Investors
NHI
$3.9B
$295K 0.01%
3,585
-300
-8% -$24.4K
ENLC
919
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$295K 0.01%
34,670
-2,491
-7% -$21.9K
GGG icon
920
Graco
GGG
$12.9B
$294K 0.01%
6,377
-63
-1% -$2.98K
W icon
921
Wayfair
W
$11.1B
$294K 0.01%
2,619
+135
+5% +$17.3K
BSCL
922
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$291K 0.01%
13,677
-65,219
-83% -$1.38M
BSJN
923
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$290K 0.01%
11,130
+381
+4% +$9.92K
JAZZ icon
924
Jazz Pharmaceuticals
JAZZ
$15.9B
$288K 0.01%
2,251
-216
-9% -$29K
MMU
925
Western Asset Managed Municipals Fund
MMU
$549M
$288K 0.01%
20,975
-8,486
-29% -$120K
35 36
37
38 39

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.