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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-12.17%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.52B
AUM Growth
-$495M
Cap. Flow
+$41.3M
Cap. Flow %
1.17%
Top 10 Hldgs %
17.26%
Holding
1,237
New
79
Increased
487
Reduced
483
Closed
131

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$51.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.7M
3
VO icon
Vanguard Mid-Cap ETF
VO
+$12.4M
4
ET icon
Energy Transfer Partners
ET
+$12M
5
VB icon
Vanguard Small-Cap ETF
VB
+$11.8M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$16M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.2M
3
LL
LL Flooring Holdings, Inc.
LL
+$6.06M
4
PX
Praxair Inc
PX
+$5.1M
5
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 8.27%
2 Healthcare 7.68%
3 Technology 7.6%
4 Industrials 6.05%
5 Consumer Staples 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
901
BlackRock Floating Rate Income Trust
BGT
$322M
$258K 0.01%
22,300
-8,285
-27% -$104K
PCTY icon
902
Paylocity
PCTY
$6.71B
$258K 0.01%
4,284
+954
+29% +$61.2K
PHYS icon
903
Sprott Physical Gold
PHYS
$14.6B
$258K 0.01%
25,000
– –
MUI
904
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$258K 0.01%
20,427
-1,225
-6% -$15.4K
SHPG
905
DELISTED
Shire pic
SHPG
$258K 0.01%
1,482
-257
-15% -$45K
OC icon
906
Owens Corning
OC
$11.5B
$257K 0.01%
5,853
+880
+18% +$42.6K
IAU icon
907
iShares Gold Trust
IAU
$63B
$256K 0.01%
10,406
+4,642
+81% +$109K
CSQ icon
908
Calamos Strategic Total Return Fund
CSQ
$3.21B
$255K 0.01%
24,121
+3,855
+19% +$45.3K
HTGC icon
909
Hercules Capital
HTGC
$2.94B
$255K 0.01%
23,043
-1,372
-6% -$16.7K
IYJ icon
910
iShares US Industrials ETF
IYJ
$1.98B
$255K 0.01%
3,970
+198
+5% +$13.9K
IBTX
911
DELISTED
Independent Bank Group, Inc.
IBTX
$254K 0.01%
5,556
+2
+0% +$114
AMP icon
912
Ameriprise Financial
AMP
$46.8B
$252K 0.01%
2,410
-1,635
-40% -$205K
CLB icon
913
Core Laboratories
CLB
$538M
$250K 0.01%
4,184
+599
+17% +$51.7K
GLOB icon
914
Globant
GLOB
$1.35B
$249K 0.01%
4,418
– –
ICVT icon
915
iShares Convertible Bond ETF
ICVT
$7.23B
$248K 0.01%
+4,715
New +$262K
SLV icon
916
iShares Silver Trust
SLV
$28.1B
$248K 0.01%
17,085
+621
+4% +$8.49K
WTRG icon
917
Essential Utilities
WTRG
$11.2B
$248K 0.01%
7,250
-451
-6% -$15.6K
PACW
918
DELISTED
PacWest Bancorp
PACW
$246K 0.01%
+7,378
New +$294K
UMPQ
919
DELISTED
Umpqua Holdings Corp
UMPQ
$244K 0.01%
15,325
-1,898
-11% -$35.7K
BSJL
920
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$244K 0.01%
10,326
– –
BXMT icon
921
Blackstone Mortgage Trust
BXMT
$2.82B
$243K 0.01%
7,618
+189
+3% +$6.4K
CLH icon
922
Clean Harbors
CLH
$16.1B
$243K 0.01%
+4,929
New +$307K
DBP icon
923
Invesco DB Precious Metals Fund
DBP
$237M
$243K 0.01%
6,670
– –
APA icon
924
APA Corp
APA
$12.8B
$242K 0.01%
9,210
-745
-7% -$27.5K
FRPT icon
925
Freshpet
FRPT
$2.83B
$242K 0.01%
7,531
+938
+14% +$32.6K
35 36
37
38 39

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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Stephens Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Stephens Inc held 1,237 positions worth $3.52B, down 12% from $4.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc's Q4 2018 filing shows 79 new, 487 increased, 483 reduced and 131 closed positions. Its largest new stake was Linde: 30,949 shares worth $4.83M. The largest sale was Energy Transfer Partners, L.P., an estimated $16M.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, down from 8.6% a quarter earlier, followed by Healthcare and Technology.

  • Stephens Inc's largest Q4 2018 buy was Linde: 30,949 shares worth $4.83M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2018, an estimated $51.7M increase.
  • Stephens Inc's biggest Q4 2018 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.2M.
  • Stephens Inc fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $16M.
  • Stephens Inc's ten largest holdings make up 17% of its $3.52B portfolio in Q4 2018.
  • Stephens Inc opened 79 new positions and closed 131 in Q4 2018.
  • Stephens Inc's portfolio value fell 12% quarter-over-quarter to $3.52B.

Based on Stephens Inc's 13F filing for Q4 2018, filed 11 Feb 2019.