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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$36.1M
Cap. Flow
+$87.1M
Cap. Flow %
4.31%
Top 10 Hldgs %
28.18%
Holding
916
New
73
Increased
440
Reduced
241
Closed
105

Top Buys

Rank Stock Value
1
BKD icon
Brookdale Senior Living
BKD
+$5.76M
2
PG icon
Procter & Gamble
PG
+$4.78M
3
GSK icon
GSK
GSK
+$4.49M
4
T icon
AT&T
T
+$4.26M
5
TUMI
TUMI HLDGS INC COM
TUMI
+$4.18M

Top Sells

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$5.42M
2
PWR icon
Quanta Services
PWR
+$5.37M
3
ESC
EMERITUS CORP
ESC
+$5.25M
4
BAS
Basis Energy Services, Inc.
BAS
+$4.61M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.18M

Sector Composition

Rank Sector Weight
1 Energy 8.98%
2 Healthcare 7.49%
3 Industrials 7.29%
4 Financials 7.11%
5 Technology 6.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SURG
901
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-32,385
Closed -$100K
EROC
902
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-17,375
Closed -$87K
TRAK
903
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-5,710
Closed -$259K
AEC
904
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-57,355
Closed -$1.03M
RALY
905
DELISTED
RALLY SOFTWARE DEV CORP
RALY
– –
-13,719
Closed -$149K
ROC
906
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-3,030
Closed -$230K
URS
907
DELISTED
URS CORP
URS
– –
-5,022
Closed -$230K
MCRS
908
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-5,989
Closed -$407K
ESC
909
DELISTED
EMERITUS CORP
ESC
– –
-165,780
Closed -$5.25M
TXI
910
DELISTED
TEXAS INDUSTRIES INC
TXI
– –
-36,067
Closed -$3.33M
FRX
911
DELISTED
FOREST LABORATORIES INC
FRX
– –
-3,631
Closed -$359K
SHPG
912
DELISTED
Shire pic
SHPG
– –
-20
Closed -$5K
SPLS
913
DELISTED
Staples Inc
SPLS
– –
-22,284
Closed -$242K
GAS
914
DELISTED
AGL Resources Inc
GAS
– –
-3,693
Closed -$203K
AV
915
DELISTED
Aviva Plc
AV
– –
-10,847
Closed -$191K
SWFT
916
DELISTED
Swift Transportation Company
SWFT
– –
-26,082
Closed -$658K
33 34 35 36
37

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Stephens Inc's Q3 2014 Portfolio in Review

As of Q3 2014, Stephens Inc held 916 positions worth $2.02B, up 1.8% from $1.99B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Stephens Inc deployed $87.1M of net new capital in Q3 2014, opening 73 new positions and adding to 440 existing holdings. Its largest new stake was Brookdale Senior Living: 168,999 shares worth $5.45M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 9% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Chord Energy, an estimated $5.42M trimmed.

  • Stephens Inc's largest Q3 2014 buy was Brookdale Senior Living: 168,999 shares worth $5.45M.
  • Stephens Inc added most to Procter & Gamble in Q3 2014, an estimated $4.78M increase.
  • Stephens Inc's biggest Q3 2014 reduction was Chord Energy, cutting an estimated $5.42M.
  • Stephens Inc fully exited Quanta Services in Q3 2014, selling an estimated $5.37M.
  • Stephens Inc's ten largest holdings make up 28% of its $2.02B portfolio in Q3 2014.
  • Stephens Inc opened 73 new positions and closed 105 in Q3 2014.
  • Stephens Inc's portfolio value rose 1.8% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q3 2014, filed 14 Nov 2014.