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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
901
Vanguard Small-Cap Growth ETF
VBK
$23.2B
– –
-5,622
Closed -$688K
VBR icon
902
Vanguard Small-Cap Value ETF
VBR
$37.7B
– –
-29,255
Closed -$2.85M
VCIT icon
903
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
– –
-527,721
Closed -$43.6M
VCR icon
904
Vanguard Consumer Discretionary ETF
VCR
$6.01B
– –
-7,901
Closed -$854K
VCSH icon
905
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-1,105,669
Closed -$88.2M
VDC icon
906
Vanguard Consumer Staples ETF
VDC
$8.14B
– –
-4,784
Closed -$527K
VDE icon
907
Vanguard Energy ETF
VDE
$9.72B
– –
-4,697
Closed -$594K
VHT icon
908
Vanguard Health Care ETF
VHT
$18.6B
– –
-5,241
Closed -$530K
VMI icon
909
Valmont Industries
VMI
$9.33B
– –
-415
Closed -$62K
VO icon
910
Vanguard Mid-Cap ETF
VO
$107B
– –
-140,268
Closed -$3.86M
VOD icon
911
Vodafone
VOD
$37.7B
– –
-156,574
Closed -$6.27M
VOE icon
912
Vanguard Mid-Cap Value ETF
VOE
$24.1B
– –
-15,022
Closed -$1.2M
VOT icon
913
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
– –
-4,463
Closed -$403K
VXF icon
914
Vanguard Extended Market ETF
VXF
$30.5B
– –
-41,997
Closed -$3.47M
WOOD icon
915
iShares Global Timber & Forestry ETF
WOOD
$266M
– –
-9,300
Closed -$492K
WPC icon
916
W.P. Carey
WPC
$16.8B
– –
-3,334
Closed -$200K
UPGD icon
917
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
– –
-101,012
Closed -$3.39M
ERF
918
DELISTED
Enerplus Corporation
ERF
– –
-61,619
Closed -$1.11M
PXD
919
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-3,534
Closed -$651K
BKCC
920
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-10,875
Closed -$101K
FRGI
921
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-6,237
Closed -$326K
TWTR
922
DELISTED
Twitter, Inc.
TWTR
– –
-3,160
Closed -$201K
CONE
923
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-83,938
Closed -$1.87M
PCI
924
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-24,000
Closed -$540K
CORE
925
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-88,708
Closed -$1.68M
35 36
37
38 39

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.