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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEI
901
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-30,950
Closed -$606K
CTXS
902
DELISTED
Citrix Systems Inc
CTXS
– –
-3,849
Closed -$216K
TSC
903
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-19,000
Closed -$245K
NUAN
904
DELISTED
Nuance Communications, Inc.
NUAN
– –
-137,185
Closed -$2.22M
AEGN
905
DELISTED
Aegion Corp
AEGN
– –
-415
Closed -$10K
IMI
906
DELISTED
Intermolecular, Inc.
IMI
– –
-818
Closed -$5K
NFX
907
DELISTED
Newfield Exploration
NFX
– –
-8,030
Closed -$220K
ATW
908
DELISTED
Atwood Oceanics
ATW
– –
-8,239
Closed -$453K
IRG
909
DELISTED
Ignite Restaurant Group, Inc.
IRG
– –
-680
Closed -$11K
TFM
910
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-4,015
Closed -$190K
HPY
911
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-29,955
Closed -$1.19M
SWI
912
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-45
Closed -$2K
ALTR
913
DELISTED
Altera Corp
ALTR
– –
-6,941
Closed -$258K
EROC
914
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-14,125
Closed -$100K
NSLP
915
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
– –
-15,250
Closed -$307K
PPO
916
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-40
Closed -$2K
BALT
917
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
– –
-33,456
Closed -$164K
KOG
918
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-1,375
Closed -$17K
EDG
919
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
– –
-29,800
Closed -$226K
DELL
920
DELISTED
DELL INC
DELL
– –
-193,499
Closed -$2.66M
ABAX
921
DELISTED
Abaxis Inc
ABAX
– –
-3,530
Closed -$149K
BCR
922
DELISTED
CR Bard Inc.
BCR
– –
-1,961
Closed -$226K
33 34 35 36
37

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.