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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQY icon
876
HealthEquity
HQY
$7.91B
$317K 0.01%
4,713
-126
-3% -$7.97K
VGSH icon
877
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$316K 0.01%
5,474
+1,637
+43% +$95.8K
EMD
878
Western Asset Emerging Markets Debt Fund
EMD
$609M
$315K 0.01%
39,525
+5,750
+17% +$51.6K
POWI icon
879
Power Integrations
POWI
$3.54B
$314K 0.01%
4,883
-632
-11% -$47.3K
IFRA icon
880
iShares US Infrastructure ETF
IFRA
$4.65B
$313K 0.01%
9,694
– –
NATI
881
DELISTED
National Instruments Corp
NATI
$313K 0.01%
8,290
+301
+4% +$11.4K
TM icon
882
Toyota
TM
$210B
$312K 0.01%
2,394
+30
+1% +$4.55K
IEMG icon
883
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$310K 0.01%
7,216
+35
+0.5% +$1.68K
WDC icon
884
Western Digital
WDC
$179B
$310K 0.01%
12,580
-6,660
-35% -$221K
BR icon
885
Broadridge
BR
$17.2B
$308K 0.01%
2,132
-76
-3% -$12.3K
KBE icon
886
State Street SPDR S&P Bank ETF
KBE
$1.64B
$308K 0.01%
6,948
+900
+15% +$42.8K
ICLN icon
887
iShares Global Clean Energy ETF
ICLN
$2.38B
$306K 0.01%
16,044
– –
GKOS icon
888
Glaukos
GKOS
$9.02B
$305K 0.01%
5,734
-378
-6% -$19.5K
BSJQ icon
889
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$903M
$303K 0.01%
13,835
+30
+0.2% +$684
CCJ icon
890
Cameco
CCJ
$38.3B
$303K 0.01%
11,428
+1,334
+13% +$34.1K
DTE icon
891
DTE Energy
DTE
$31.1B
$303K 0.01%
2,629
+102
+4% +$13.2K
FNB icon
892
FNB Corp
FNB
$6.78B
$302K 0.01%
26,048
-92
-0.4% -$1.09K
TEAM icon
893
Atlassian
TEAM
$22B
$302K 0.01%
1,435
-51
-3% -$11.9K
QAI icon
894
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$301K 0.01%
10,847
– –
SCI icon
895
Service Corp International
SCI
$11.4B
$301K 0.01%
5,209
– –
FIS icon
896
Fidelity National Information Services
FIS
$21.5B
$299K 0.01%
3,952
-2,793
-41% -$260K
CMS icon
897
CMS Energy
CMS
$23.1B
$298K 0.01%
5,120
+27
+0.5% +$1.82K
GLOB icon
898
Globant
GLOB
$1.35B
$298K 0.01%
1,595
-1
-0.1% -$206
SPOT icon
899
Spotify
SPOT
$99.2B
$298K 0.01%
3,448
+9
+0.3% +$963
LADR
900
Ladder Capital
LADR
$1.25B
$295K 0.01%
32,883
+86
+0.3% +$949
34 35
36
37 38

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.