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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
876
DoubleLine Income Solutions Fund
DSL
$1.23B
$450K 0.01%
24,785
-434
-2% -$7.51K
SU icon
877
Suncor Energy
SU
$75.6B
$450K 0.01%
21,539
-1,476
-6% -$28.9K
MKL icon
878
Markel Group
MKL
$25.2B
$448K 0.01%
393
-28
-7% -$30.2K
FCVT icon
879
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$441K 0.01%
8,775
-1,194
-12% -$62K
SNAP icon
880
Snap
SNAP
$7.6B
$441K 0.01%
8,440
-110
-1% -$6.32K
TDF
881
Templeton Dragon Fund
TDF
$270M
$440K 0.01%
18,664
-125
-0.7% -$3.09K
ROKU icon
882
Roku
ROKU
$21.2B
$439K 0.01%
1,349
-1,570
-54% -$615K
MGC icon
883
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
$435K 0.01%
3,102
-850
-22% -$116K
TM icon
884
Toyota
TM
$216B
$435K 0.01%
2,784
– –
AMCX icon
885
AMC Global Media
AMCX
$445M
$433K 0.01%
8,137
-7,631
-48% -$417K
STIP icon
886
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$432K 0.01%
4,088
-1,783
-30% -$188K
KIO
887
KKR Income Opportunities Fund
KIO
$448M
$431K 0.01%
27,250
– –
TKR icon
888
Timken Company
TKR
$9.81B
$430K 0.01%
5,301
-688
-11% -$54.9K
NEOG icon
889
Neogen
NEOG
$2.03B
$429K 0.01%
9,646
-2,122
-18% -$89K
SPYG icon
890
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$426K 0.01%
7,551
+1,050
+16% +$58.8K
TROX icon
891
Tronox
TROX
$973M
$424K 0.01%
+23,173
New +$405K
PHR icon
892
Phreesia
PHR
$657M
$418K 0.01%
+8,014
New +$505K
WSO icon
893
Watsco Inc
WSO
$15B
$418K 0.01%
1,601
-142
-8% -$35K
YETI icon
894
Yeti Holdings
YETI
$3.86B
$418K 0.01%
+5,792
New +$413K
DDOG icon
895
Datadog
DDOG
$89.7B
$417K 0.01%
5,006
+6
+0.1% +$578
ESGE icon
896
iShares ESG Aware MSCI EM ETF
ESGE
$6.53B
$417K 0.01%
9,620
– –
ALXN
897
DELISTED
Alexion Pharmaceuticals
ALXN
$416K 0.01%
2,718
-6,247
-70% -$966K
EXAS
898
DELISTED
Exact Sciences
EXAS
$415K 0.01%
+3,152
New +$431K
KIM icon
899
Kimco Realty
KIM
$17.8B
$413K 0.01%
22,045
-3,326
-13% -$58.7K
AVID
900
DELISTED
Avid Technology Inc
AVID
$413K 0.01%
+19,543
New +$382K
34 35
36
37 38

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.