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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
876
DELISTED
SVB Financial Group
SIVB
$212K 0.01%
1,401
+60
+4% +$13.2K
CNC icon
877
Centene
CNC
$30.5B
$210K 0.01%
3,537
-5,400
-60% -$328K
HFRO
878
Highland Opportunities and Income Fund
HFRO
$407M
$210K 0.01%
24,595
-1,829
-7% -$21.3K
ENV
879
DELISTED
ENVESTNET, INC.
ENV
$209K 0.01%
3,894
+190
+5% +$13.6K
FIVE icon
880
Five Below
FIVE
$11.6B
$207K 0.01%
2,947
+779
+36% +$79.3K
NXPI icon
881
NXP Semiconductors
NXPI
$60.8B
$207K 0.01%
2,500
+973
+64% +$114K
KJAN icon
882
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$206K 0.01%
+9,528
New +$239K
MIN
883
Aberdeen Intermediate Income Fund
MIN
$275M
$206K 0.01%
57,205
+12,500
+28% +$46.8K
SVC
884
Service Properties Trust
SVC
$1.05B
$206K 0.01%
7,613
-1,738
-19% -$156K
EDV icon
885
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$205K 0.01%
+1,223
New +$181K
XOP icon
886
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.54B
$205K 0.01%
6,243
+706
+13% +$46.7K
IAI icon
887
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.35B
$203K 0.01%
3,960
+28
+0.7% +$1.81K
TCF
888
DELISTED
TCF Financial Corporation Common Stock
TCF
$203K 0.01%
+8,977
New +$337K
UTF icon
889
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$202K 0.01%
29,123
+1,008
+4% +$24.2K
OBK icon
890
Origin Bancorp
OBK
$1.7B
$201K 0.01%
9,910
-2,701
-21% -$84.4K
CVGW
891
DELISTED
Calavo Growers
CVGW
$200K 0.01%
3,471
+103
+3% +$7.27K
LGI
892
Lazard Global Total Return & Income Fund
LGI
$233M
$198K 0.01%
+16,512
New +$249K
TAK icon
893
Takeda Pharmaceutical
TAK
$56.7B
$198K 0.01%
13,052
+2,211
+20% +$40.1K
CDMO
894
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$198K 0.01%
38,725
+2,239
+6% +$13.6K
IXC icon
895
iShares Global Energy ETF
IXC
$2.75B
$195K 0.01%
+11,532
New +$288K
CHW
896
Calamos Global Dynamic Income Fund
CHW
$516M
$190K 0.01%
+33,100
New +$257K
STEL
897
DELISTED
Stellar Bancorp
STEL
$187K 0.01%
10,520
+4,004
+61% +$105K
ICLN icon
898
iShares Global Clean Energy ETF
ICLN
$2.22B
$186K 0.01%
+19,513
New +$231K
RITM icon
899
Rithm Capital
RITM
$5.58B
$185K ﹤0.01%
36,888
-6,944
-16% -$101K
NATI
900
DELISTED
National Instruments Corp
NATI
$185K ﹤0.01%
5,588
+1,133
+25% +$45.3K
34 35
36
37 38

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.