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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCA
876
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$294K 0.01%
10,986
-314
-3% -$8.5K
ETY icon
877
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$293K 0.01%
23,384
-650
-3% -$7.91K
W icon
878
Wayfair
W
$11.1B
$292K 0.01%
3,227
+608
+23% +$56.7K
WES icon
879
Western Midstream Partners
WES
$19.6B
$292K 0.01%
14,851
-8,109
-35% -$168K
BSJN
880
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$292K 0.01%
11,165
+35
+0.3% +$908
IFV icon
881
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$291K 0.01%
13,653
-634
-4% -$12.6K
BSCK
882
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$291K 0.01%
13,667
-482
-3% -$10.3K
BAX icon
883
Baxter International
BAX
$11.6B
$290K 0.01%
3,470
-121
-3% -$10K
SPYD icon
884
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$290K 0.01%
+7,338
New +$283K
BSJM
885
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$290K 0.01%
11,864
+34
+0.3% +$826
SEDG icon
886
SolarEdge
SEDG
$2.59B
$289K 0.01%
+3,037
New +$260K
ASML icon
887
ASML
ASML
$675B
$288K 0.01%
+973
New +$263K
FG
888
DELISTED
FGL Holdings Ordinary Shares
FG
$287K 0.01%
26,955
+11,955
+80% +$109K
PRLB icon
889
Protolabs
PRLB
$1.86B
$286K 0.01%
2,814
-5,543
-66% -$549K
DWTR
890
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$285K 0.01%
8,707
-1,000
-10% -$31.9K
CHD icon
891
Church & Dwight Co
CHD
$23.1B
$283K 0.01%
4,027
+1,110
+38% +$78.9K
FCVT icon
892
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$281K 0.01%
8,494
– –
PNFP icon
893
Pinnacle Financial Partners Inc
PNFP
$15.5B
$281K 0.01%
4,394
-276
-6% -$16.7K
BGT icon
894
BlackRock Floating Rate Income Trust
BGT
$322M
$280K 0.01%
21,730
+2,000
+10% +$25K
MMU
895
Western Asset Managed Municipals Fund
MMU
$549M
$280K 0.01%
20,991
+16
+0.1% +$219
CDMO
896
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$280K 0.01%
+36,486
New +$213K
DBP icon
897
Invesco DB Precious Metals Fund
DBP
$237M
$278K 0.01%
6,670
– –
FIVE icon
898
Five Below
FIVE
$11.2B
$277K 0.01%
2,168
-670
-24% -$83.9K
ZYME icon
899
Zymeworks
ZYME
$1.68B
$277K 0.01%
+6,097
New +$222K
XHB icon
900
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$276K 0.01%
6,059
+88
+1% +$3.98K
34 35
36
37 38

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.