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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
876
Global X MLP ETF
MLPA
$2.28B
$329K 0.01%
6,542
– –
NLY icon
877
Annaly Capital Management
NLY
$16.9B
$329K 0.01%
9,338
-244
-3% -$8.79K
BSCM
878
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$329K 0.01%
15,289
-64,089
-81% -$1.37M
SM icon
879
SM Energy
SM
$7.96B
$327K 0.01%
33,724
-590
-2% -$6.01K
CLB icon
880
Core Laboratories
CLB
$538M
$324K 0.01%
6,948
+3,059
+79% +$142K
EV
881
DELISTED
Eaton Vance Corp.
EV
$323K 0.01%
7,180
-312
-4% -$13.5K
RGA icon
882
Reinsurance Group of America
RGA
$15.7B
$322K 0.01%
2,013
+7
+0.3% +$1.08K
AMCX icon
883
AMC Global Media
AMCX
$430M
$320K 0.01%
6,510
-33
-0.5% -$1.7K
BIP icon
884
Brookfield Infrastructure Partners
BIP
$18.8B
$320K 0.01%
+10,843
New +$294K
GLOB icon
885
Globant
GLOB
$1.35B
$319K 0.01%
3,485
-41
-1% -$4.07K
PACW
886
DELISTED
PacWest Bancorp
PACW
$318K 0.01%
8,757
-273
-3% -$9.86K
JBL icon
887
Jabil
JBL
$32.8B
$316K 0.01%
8,841
+654
+8% +$19.7K
NEA icon
888
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$316K 0.01%
22,062
-456
-2% -$6.46K
SHLX
889
DELISTED
Shell Midstream Partners, L.P.
SHLX
$315K 0.01%
15,407
-826
-5% -$17K
BAX icon
890
Baxter International
BAX
$11.6B
$314K 0.01%
3,591
-13,980
-80% -$1.19M
FFIN icon
891
First Financial Bankshares
FFIN
$4.97B
$314K 0.01%
9,434
– –
FHN icon
892
First Horizon
FHN
$12.1B
$314K 0.01%
19,382
+2,403
+14% +$38K
CUTR
893
DELISTED
Cutera, Inc.
CUTR
$314K 0.01%
10,747
-4,622
-30% -$127K
SPOT icon
894
Spotify
SPOT
$99.2B
$313K 0.01%
2,746
-207
-7% -$29.2K
BSJL
895
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$313K 0.01%
12,699
+409
+3% +$10.1K
NOK icon
896
Nokia
NOK
$50.8B
$311K 0.01%
61,537
-140,125
-69% -$723K
VLUE icon
897
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$311K 0.01%
3,792
– –
ETSY icon
898
Etsy
ETSY
$7.65B
$309K 0.01%
5,461
-857
-14% -$50.4K
TWLO icon
899
Twilio
TWLO
$29.1B
$309K 0.01%
2,807
+700
+33% +$90.8K
FTAI icon
900
FTAI Aviation
FTAI
$22.2B
$308K 0.01%
23,771
-586
-2% -$7.63K
34 35
36
37 38

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.