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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.61%
2 Industrials 8.79%
3 Energy 8.53%
4 Financials 6.96%
5 Healthcare 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSIS icon
876
OSI Systems
OSIS
$3.22B
– –
-16,782
Closed -$891K
PBPB
877
DELISTED
Potbelly
PBPB
– –
-100
Closed -$2K
PFF icon
878
iShares Preferred and Income Securities ETF
PFF
$12.7B
– –
-653,106
Closed -$24.1M
PGX icon
879
Invesco Preferred ETF
PGX
$3.67B
– –
-12,859
Closed -$173K
IFLN
880
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$297M
– –
-12,672
Closed -$243K
PRA
881
DELISTED
ProAssurance
PRA
– –
-4,800
Closed -$233K
R icon
882
Ryder
R
$9.13B
– –
-9,468
Closed -$699K
RCL icon
883
Royal Caribbean
RCL
$67.9B
– –
-13,095
Closed -$621K
RM icon
884
Regional Management Corp
RM
$296M
– –
-93,958
Closed -$3.19M
RY icon
885
Royal Bank of Canada
RY
$280B
– –
-3,525
Closed -$237K
SAIA icon
886
Saia
SAIA
$9.14B
– –
-44,537
Closed -$1.43M
SAP icon
887
SAP
SAP
$246B
– –
-8,132
Closed -$709K
SCM icon
888
Stellus Capital Investment Corp
SCM
$221M
– –
-13,508
Closed -$201K
SHY icon
889
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
– –
-643,360
Closed -$54.3M
SJNK icon
890
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
– –
-63,600
Closed -$1.96M
SPIB icon
891
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
– –
-106,400
Closed -$3.58M
SPLV icon
892
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
– –
-98,680
Closed -$3.27M
SPSB icon
893
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
– –
-500,410
Closed -$15.4M
SWKS icon
894
Skyworks Solutions
SWKS
$12.9B
– –
-23,072
Closed -$659K
TDF
895
Templeton Dragon Fund
TDF
$255M
– –
-17,762
Closed -$460K
TDW icon
896
Tidewater
TDW
$4.39B
– –
-109
Closed -$207K
TGI
897
DELISTED
Triumph Group
TGI
– –
-7,622
Closed -$580K
TIP icon
898
iShares TIPS Bond ETF
TIP
$14.6B
– –
-3,661
Closed -$402K
TOL icon
899
Toll Brothers
TOL
$12.2B
– –
-6,032
Closed -$223K
VB icon
900
Vanguard Morningstar Small-Cap ETF
VB
$78B
– –
-42,553
Closed -$4.68M
34 35
36
37 38

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RRAM
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 53% a quarter earlier, followed by Industrials and Energy.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.