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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSIS icon
876
OSI Systems
OSIS
$3.64B
– –
-16,782
Closed -$891K
PBPB
877
DELISTED
Potbelly
PBPB
– –
-100
Closed -$2K
PFF icon
878
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-653,106
Closed -$24.1M
PGX icon
879
Invesco Preferred ETF
PGX
$3.81B
– –
-12,859
Closed -$173K
IFLN
880
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-12,672
Closed -$243K
PRA
881
DELISTED
ProAssurance
PRA
– –
-4,800
Closed -$233K
R icon
882
Ryder
R
$9.98B
– –
-9,468
Closed -$699K
RCL icon
883
Royal Caribbean
RCL
$86.5B
– –
-13,095
Closed -$621K
RM icon
884
Regional Management Corp
RM
$392M
– –
-93,958
Closed -$3.19M
RY icon
885
Royal Bank of Canada
RY
$295B
– –
-3,525
Closed -$237K
SAIA icon
886
Saia
SAIA
$10.9B
– –
-44,537
Closed -$1.43M
SAP icon
887
SAP
SAP
$207B
– –
-8,132
Closed -$709K
SCM icon
888
Stellus Capital Investment Corp
SCM
$211M
– –
-13,508
Closed -$201K
SHY icon
889
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-643,360
Closed -$54.3M
SJNK icon
890
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– –
-63,600
Closed -$1.96M
SPIB icon
891
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-106,400
Closed -$3.58M
SPLV icon
892
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
– –
-98,680
Closed -$3.27M
SPSB icon
893
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-500,410
Closed -$15.4M
SWKS icon
894
Skyworks Solutions
SWKS
$9.73B
– –
-23,072
Closed -$659K
TDF
895
Templeton Dragon Fund
TDF
$266M
– –
-17,762
Closed -$460K
TDW icon
896
Tidewater
TDW
$3.71B
– –
-109
Closed -$207K
TGI
897
DELISTED
Triumph Group
TGI
– –
-7,622
Closed -$580K
TIP icon
898
iShares TIPS Bond ETF
TIP
$14.5B
– –
-3,661
Closed -$402K
TOL icon
899
Toll Brothers
TOL
$14.5B
– –
-6,032
Closed -$223K
VB icon
900
Vanguard Small-Cap ETF
VB
$80.2B
– –
-42,553
Closed -$4.68M
34 35
36
37 38

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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.