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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
851
Halliburton
HAL
$27.9B
$311K 0.01%
+7,895
New +$279K
BCX icon
852
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$310K 0.01%
31,080
+2,383
+8% +$22.6K
QAI icon
853
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$309K 0.01%
10,847
– –
GRMN
854
Garmin
GRMN
$46.9B
$308K 0.01%
3,338
-308
-8% -$27.2K
CMI icon
855
Cummins
CMI
$91.7B
$307K 0.01%
1,266
-43
-3% -$10.2K
MKL icon
856
Markel Group
MKL
$25B
$302K 0.01%
229
– –
EVV
857
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$299K 0.01%
31,865
+9,855
+45% +$95.2K
WHD icon
858
Cactus
WHD
$3.83B
$299K 0.01%
5,940
– –
EXE
859
Expand Energy Corp
EXE
$21.9B
$296K 0.01%
3,137
+570
+22% +$56.5K
XOP icon
860
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$296K 0.01%
+2,177
New +$316K
SBNY
861
DELISTED
Signature Bank
SBNY
$296K 0.01%
2,565
-1,464
-36% -$201K
UUP icon
862
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$295K 0.01%
+10,625
New +$310K
LADR
863
Ladder Capital
LADR
$1.25B
$292K 0.01%
29,069
-3,814
-12% -$39.5K
IXN icon
864
iShares Global Tech ETF
IXN
$8.7B
$287K 0.01%
6,412
-2,700
-30% -$123K
ALK icon
865
Alaska Air
ALK
$5.15B
$287K 0.01%
6,693
-34
-0.5% -$1.5K
BR icon
866
Broadridge
BR
$17.2B
$286K 0.01%
2,130
-2
-0.1% -$284
PTBD icon
867
Pacer Trendpilot US Bond ETF
PTBD
$87M
$286K 0.01%
14,198
– –
QLYS icon
868
Qualys
QLYS
$4.84B
$285K 0.01%
2,539
– –
SPEM icon
869
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$283K 0.01%
8,598
+1,465
+21% +$47.5K
STWD icon
870
Starwood Property Trust
STWD
$6.12B
$282K 0.01%
15,404
-7
-0% -$139
DSEY
871
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$282K 0.01%
66,265
– –
ENLC
872
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$281K 0.01%
22,823
+460
+2% +$5.31K
WEST icon
873
Westrock Coffee
WEST
$741M
$279K 0.01%
20,907
-85,743
-80% -$1.02M
PCH
874
DELISTED
PotlatchDeltic
PCH
$279K 0.01%
6,348
+52
+0.8% +$2.35K
AZPN
875
DELISTED
Aspen Technology Inc
AZPN
$279K 0.01%
1,359
– –
33 34
35
36 37

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CMTU
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MAM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.