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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXN icon
851
iShares Global Tech ETF
IXN
$8.27B
$485K 0.01%
9,462
– –
CRNC icon
852
Cerence
CRNC
$375M
$483K 0.01%
5,391
-1,773
-25% -$195K
BLFS icon
853
BioLife Solutions
BLFS
$1.46B
$478K 0.01%
13,271
-2,336
-15% -$92.4K
HR
854
DELISTED
Healthcare Realty Trust Incorporated
HR
$477K 0.01%
15,734
-21,410
-58% -$644K
VTWO icon
855
Vanguard Russell 2000 ETF
VTWO
$17.4B
$475K 0.01%
+5,334
New +$470K
EIX icon
856
Edison International
EIX
$30.3B
$474K 0.01%
8,097
+478
+6% +$28.1K
K
857
DELISTED
Kellanova
K
$472K 0.01%
7,944
-5,594
-41% -$313K
WRI
858
DELISTED
Weingarten Realty Investors
WRI
$471K 0.01%
17,504
-20,151
-54% -$498K
IYC icon
859
iShares US Consumer Discretionary ETF
IYC
$1.14B
$470K 0.01%
6,282
+5
+0.1% +$364
AMJ
860
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$470K 0.01%
28,309
+263
+0.9% +$4.17K
MOS icon
861
The Mosaic Company
MOS
$7.1B
$466K 0.01%
+14,748
New +$435K
TRGP icon
862
Targa Resources
TRGP
$57.4B
$466K 0.01%
14,689
+756
+5% +$23.3K
EQT icon
863
EQT Corp
EQT
$32.5B
$463K 0.01%
24,936
+1,797
+8% +$31.3K
KJAN icon
864
Innovator US Small Cap Power Buffer ETF January
KJAN
$323M
$462K 0.01%
+15,186
New +$455K
SCZ icon
865
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$462K 0.01%
6,424
+85
+1% +$6.03K
GGZ
866
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$460K 0.01%
31,549
-10,100
-24% -$139K
LNC icon
867
Lincoln National
LNC
$7.88B
$460K 0.01%
7,394
-200
-3% -$11.1K
CE icon
868
Celanese
CE
$4.87B
$459K 0.01%
3,065
-1,119
-27% -$154K
ICLN icon
869
iShares Global Clean Energy ETF
ICLN
$2.35B
$459K 0.01%
18,902
+6,169
+48% +$173K
FXR icon
870
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$458K 0.01%
8,086
– –
HAIL icon
871
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.8M
$458K 0.01%
+7,509
New +$475K
MAA icon
872
Mid-America Apartment Communities
MAA
$15.5B
$458K 0.01%
3,176
-44
-1% -$5.99K
NEA icon
873
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$458K 0.01%
30,893
-3,423
-10% -$50.7K
HUBS icon
874
HubSpot
HUBS
$11.4B
$454K 0.01%
1,000
– –
USX
875
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$453K 0.01%
38,584
+10,800
+39% +$99.4K
33 34
35
36 37

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.