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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EV
851
DELISTED
Eaton Vance Corp.
EV
$320K 0.01%
6,857
-323
-4% -$14.9K
DFE icon
852
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$318K 0.01%
4,872
-446
-8% -$26.8K
GGG icon
853
Graco
GGG
$12.9B
$315K 0.01%
6,052
-325
-5% -$15.5K
LDOS icon
854
Leidos
LDOS
$14.1B
$315K 0.01%
3,217
-5,302
-62% -$467K
BSCO
855
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$315K 0.01%
14,660
+1,699
+13% +$36.4K
RBA icon
856
RB Global
RBA
$20.8B
$313K 0.01%
7,292
-7,603
-51% -$317K
MLPA icon
857
Global X MLP ETF
MLPA
$2.28B
$309K 0.01%
6,542
– –
SSNC icon
858
SS&C Technologies
SSNC
$17.8B
$309K 0.01%
5,035
-893
-15% -$50.1K
FTAI icon
859
FTAI Aviation
FTAI
$22.2B
$308K 0.01%
18,443
-5,328
-22% -$77.7K
SOXX icon
860
iShares Semiconductor ETF
SOXX
$44.2B
$308K 0.01%
3,681
-366
-9% -$28.1K
CVA
861
DELISTED
Covanta Holding Corporation
CVA
$307K 0.01%
20,720
– –
CVGW
862
DELISTED
Calavo Growers
CVGW
$305K 0.01%
3,368
-5,390
-62% -$482K
PHYS icon
863
Sprott Physical Gold
PHYS
$14.6B
$304K 0.01%
25,000
– –
FHN icon
864
First Horizon
FHN
$12.1B
$302K 0.01%
18,264
-1,118
-6% -$18.1K
TYL icon
865
Tyler Technologies
TYL
$12.2B
$302K 0.01%
1,005
-3,254
-76% -$906K
SHLX
866
DELISTED
Shell Midstream Partners, L.P.
SHLX
$302K 0.01%
14,952
-455
-3% -$9.22K
BSJL
867
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$302K 0.01%
12,227
-472
-4% -$11.6K
CALY
868
Callaway Golf Company
CALY
$3.26B
$301K 0.01%
+14,181
New +$290K
ASA
869
ASA Gold and Precious Metals
ASA
$948M
$300K 0.01%
21,975
+2,350
+12% +$29.2K
BIP icon
870
Brookfield Infrastructure Partners
BIP
$18.8B
$300K 0.01%
10,080
-763
-7% -$22.9K
MLPX icon
871
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$300K 0.01%
8,147
– –
SCM icon
872
Stellus Capital Investment Corp
SCM
$203M
$299K 0.01%
21,009
+161
+0.8% +$2.25K
EFR
873
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$298K 0.01%
21,983
+2,000
+10% +$26.1K
BSJK
874
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$298K 0.01%
12,462
-51,895
-81% -$1.24M
UGI icon
875
UGI
UGI
$8B
$294K 0.01%
6,506
-1,050
-14% -$48.1K
33 34
35
36 37

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.