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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
851
Highland Opportunities and Income Fund
HFRO
$407M
$359K 0.01%
26,922
– –
WTRG icon
852
Essential Utilities
WTRG
$11.2B
$359K 0.01%
8,014
-101
-1% -$4.34K
CHTR icon
853
Charter Communications
CHTR
$15.2B
$358K 0.01%
869
+16
+2% +$6.46K
FIVE icon
854
Five Below
FIVE
$11.2B
$358K 0.01%
2,838
-342
-11% -$41.5K
VOX icon
855
Vanguard Communication Services ETF
VOX
$5.53B
$358K 0.01%
4,134
+83
+2% +$7.32K
CVA
856
DELISTED
Covanta Holding Corporation
CVA
$358K 0.01%
20,720
-3,115
-13% -$53.7K
AYI icon
857
Acuity Brands
AYI
$9.88B
$357K 0.01%
2,649
-295
-10% -$38.4K
FEP icon
858
First Trust Europe AlphaDEX Fund
FEP
$513M
$355K 0.01%
10,317
– –
NEM icon
859
Newmont
NEM
$99.5B
$355K 0.01%
9,350
-32
-0.3% -$1.24K
MAA icon
860
Mid-America Apartment Communities
MAA
$15.6B
$354K 0.01%
2,726
-6
-0.2% -$746
RPG icon
861
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$354K 0.01%
14,960
– –
ACHC icon
862
Acadia Healthcare
ACHC
$3.17B
$353K 0.01%
11,360
+1,414
+14% +$43.1K
FBT icon
863
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$351K 0.01%
2,833
-18,979
-87% -$2.53M
FCOM icon
864
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$349K 0.01%
10,553
+1,005
+11% +$33.9K
RNG icon
865
RingCentral
RNG
$4.05B
$347K 0.01%
2,765
+38
+1% +$4.98K
NTAP icon
866
NetApp
NTAP
$32.9B
$343K 0.01%
6,536
+1,127
+21% +$60.5K
EMD
867
Western Asset Emerging Markets Debt Fund
EMD
$609M
$342K 0.01%
24,606
+711
+3% +$10K
TPR icon
868
Tapestry
TPR
$28.8B
$338K 0.01%
12,989
+1,006
+8% +$26.5K
ROK icon
869
Rockwell Automation
ROK
$51.4B
$337K 0.01%
2,045
-106
-5% -$16.7K
HYG icon
870
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$333K 0.01%
3,815
-37,777
-91% -$3.28M
LW icon
871
Lamb Weston
LW
$6.85B
$332K 0.01%
4,559
+1,263
+38% +$86.6K
SFBS
872
ServisFirst Bancshares
SFBS
$4.79B
$332K 0.01%
10,000
– –
VOYA icon
873
Voya Financial
VOYA
$8.94B
$332K 0.01%
6,094
-987
-14% -$52.7K
CYBR
874
DELISTED
CyberArk
CYBR
$330K 0.01%
3,305
+331
+11% +$39.9K
PWV icon
875
Invesco Large Cap Value ETF
PWV
$1.66B
$330K 0.01%
8,603
+30
+0.3% +$1.12K
33 34
35
36 37

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.