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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APU
851
DELISTED
AmeriGas Partners, L.P.
APU
– –
-6,395
Closed -$316K
NXTM
852
DELISTED
NxStage Medical Inc.
NXTM
– –
-18,300
Closed -$261K
FIG
853
DELISTED
Fortress Investment Group Llc
FIG
– –
-12,968
Closed -$85K
PNRA
854
DELISTED
Panera Bread Co
PNRA
– –
-20
Closed -$4K
TPLM
855
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-20,000
Closed -$140K
NRF
856
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-40,345
Closed -$721K
HTS
857
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-8,482
Closed -$209K
NTI
858
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-19,550
Closed -$470K
LINE
859
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-8,353
Closed -$277K
BTU
860
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-1,118
Closed -$245K
NBBC
861
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
– –
-10,699
Closed -$64K
ATMI
862
DELISTED
A T M I INC
ATMI
– –
-10,980
Closed -$260K
FIRE
863
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-394
Closed -$22K
FFEX
864
DELISTED
FROZEN FOOD EXPRESS INDS INC
FFEX
– –
-10,000
Closed -$16K
PWER
865
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-19,879
Closed -$126K
XLVS
866
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
– –
-7,609
Closed -$327K
NWS
867
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-6,155
Closed -$202K
NWSA
868
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-9,746
Closed -$318K
CMLP
869
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP COM UTS REP LTD PRT INT (DE)
CMLP
– –
-16,215
Closed -$405K
31 32 33 34
35

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MAM
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FIA
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AIM
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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.