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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLB icon
826
Dolby
DLB
$4.72B
$371K 0.01%
4,682
-399
-8% -$33.5K
IXN icon
827
iShares Global Tech ETF
IXN
$8.7B
$369K 0.01%
6,387
– –
AVB icon
828
AvalonBay Communities
AVB
$27.1B
$369K 0.01%
2,150
-116
-5% -$21.4K
PCG icon
829
PG&E
PCG
$47.8B
$368K 0.01%
22,823
+1,106
+5% +$19K
ACHC icon
830
Acadia Healthcare
ACHC
$3.17B
$368K 0.01%
5,233
-432
-8% -$32.3K
CHTR icon
831
Charter Communications
CHTR
$14.7B
$368K 0.01%
836
-478
-36% -$199K
HYG icon
832
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$367K 0.01%
4,984
-1,127
-18% -$84.1K
VV icon
833
Vanguard Large-Cap ETF
VV
$51.9B
$367K 0.01%
1,877
-314
-14% -$63.9K
LVHI icon
834
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.3B
$366K 0.01%
13,413
+99
+0.7% +$2.7K
ORI icon
835
Old Republic International
ORI
$10.3B
$366K 0.01%
13,569
-58
-0.4% -$1.56K
SNPS icon
836
Synopsys
SNPS
$71.5B
$365K 0.01%
796
-15
-2% -$6.71K
MRNA icon
837
Moderna
MRNA
$21.5B
$365K 0.01%
3,536
-20
-0.6% -$2.23K
CRL icon
838
Charles River Laboratories
CRL
$10.9B
$365K 0.01%
1,863
+32
+2% +$6.57K
BSJQ icon
839
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$903M
$365K 0.01%
16,123
+3,114
+24% +$71.1K
DTE icon
840
DTE Energy
DTE
$31.1B
$362K 0.01%
3,644
+562
+18% +$60.5K
POWI icon
841
Power Integrations
POWI
$3.54B
$362K 0.01%
4,739
-70
-1% -$5.99K
FXO icon
842
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$362K 0.01%
9,559
-155
-2% -$6.12K
O icon
843
Realty Income
O
$61.2B
$362K 0.01%
7,239
-2,575
-26% -$148K
FE icon
844
FirstEnergy
FE
$28.9B
$360K 0.01%
10,523
-1,029
-9% -$38.3K
BSJO
845
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$356K 0.01%
15,839
+924
+6% +$20.8K
MINT icon
846
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$356K 0.01%
3,555
-741
-17% -$73.9K
EXPE icon
847
Expedia Group
EXPE
$31.2B
$356K 0.01%
3,450
-50
-1% -$5.52K
SCZ icon
848
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$353K 0.01%
6,252
-74
-1% -$4.37K
SPEM icon
849
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$353K 0.01%
10,515
-449
-4% -$15.5K
DRI icon
850
Darden Restaurants
DRI
$22.5B
$352K 0.01%
2,460
-3
-0.1% -$476
32 33
34
35 36

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.