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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALY
826
Callaway Golf Company
CALY
$3.26B
$356K 0.01%
18,498
-1,600
-8% -$35.4K
IGE icon
827
iShares North American Natural Resources ETF
IGE
$747M
$355K 0.01%
10,219
-133,900
-93% -$4.98M
VTWO icon
828
Vanguard Russell 2000 ETF
VTWO
$17.3B
$355K 0.01%
5,334
-100
-2% -$7.36K
HEI.A icon
829
HEICO Corp Class A
HEI.A
$35.4B
$354K 0.01%
3,085
-41
-1% -$4.94K
QLYS icon
830
Qualys
QLYS
$4.84B
$354K 0.01%
2,539
-95
-4% -$13.4K
DLB icon
831
Dolby
DLB
$4.72B
$353K 0.01%
5,422
-1,906
-26% -$142K
FSBC icon
832
Five Star Bancorp
FSBC
$1B
$353K 0.01%
12,450
-25,000
-67% -$657K
IXUS icon
833
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$352K 0.01%
6,906
+196
+3% +$11.1K
HYD icon
834
VanEck High Yield Muni ETF
HYD
$4.44B
$351K 0.01%
7,031
+62
+0.9% +$3.31K
AEO icon
835
American Eagle Outfitters
AEO
$2.85B
$348K 0.01%
+35,769
New +$416K
PSK icon
836
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$347K 0.01%
9,946
– –
TRU icon
837
TransUnion
TRU
$14.8B
$347K 0.01%
+5,825
New +$448K
XLI icon
838
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$346K 0.01%
4,181
-650
-13% -$59.8K
FRC
839
DELISTED
First Republic Bank
FRC
$345K 0.01%
2,641
+5
+0.2% +$768
BUSE icon
840
First Busey Corp
BUSE
$2.52B
$344K 0.01%
15,667
– –
ASA
841
ASA Gold and Precious Metals
ASA
$948M
$343K 0.01%
27,359
+5,555
+25% +$78.2K
DBP icon
842
Invesco DB Precious Metals Fund
DBP
$237M
$343K 0.01%
7,982
– –
BSJO
843
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$343K 0.01%
15,859
+36
+0.2% +$804
SSB icon
844
SouthState Bank Corp
SSB
$10.3B
$342K 0.01%
4,316
+66
+2% +$5.31K
BSJM
845
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$341K 0.01%
15,525
-1,270
-8% -$28.2K
HQH
846
abrdn Healthcare Investors
HQH
$1.23B
$340K 0.01%
19,661
+3,389
+21% +$64.8K
RSPG icon
847
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$572M
$339K 0.01%
5,551
-154
-3% -$9.95K
SAP icon
848
SAP
SAP
$187B
$339K 0.01%
4,172
+351
+9% +$31K
BAX icon
849
Baxter International
BAX
$11.6B
$338K 0.01%
6,272
+65
+1% +$3.91K
MIN
850
Aberdeen Intermediate Income Fund
MIN
$273M
$338K 0.01%
120,305
+30,000
+33% +$87.6K
32 33
34
35 36

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.