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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLLI icon
826
Ollie's Bargain Outlet
OLLI
$4.01B
$387K 0.01%
6,606
+976
+17% +$73.2K
TKR icon
827
Timken Company
TKR
$9.82B
$385K 0.01%
+8,837
New +$391K
CG icon
828
Carlyle Group
CG
$16.3B
$384K 0.01%
+15,031
New +$360K
MSB
829
Mesabi Trust
MSB
$295M
$384K 0.01%
16,063
+8,401
+110% +$215K
QVCGA
830
DELISTED
QVC Group Inc Series A
QVCGA
$382K 0.01%
764
+130
+21% +$76.3K
UGI icon
831
UGI
UGI
$8B
$380K 0.01%
7,556
+2,394
+46% +$120K
IEF icon
832
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$379K 0.01%
3,374
+600
+22% +$66.9K
UBER icon
833
Uber
UBER
$134B
$379K 0.01%
12,425
+3,595
+41% +$135K
VV icon
834
Vanguard Large-Cap ETF
VV
$51.9B
$379K 0.01%
2,783
+5
+0.2% +$679
ARKW icon
835
ARK Web x.0 ETF
ARKW
$1.64B
$378K 0.01%
7,767
-57,909
-88% -$2.96M
QAI icon
836
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$378K 0.01%
12,429
-2,113
-15% -$64.2K
LRCX icon
837
Lam Research
LRCX
$382B
$376K 0.01%
16,290
+180
+1% +$3.78K
FLG
838
Flagstar Bank National Association
FLG
$5.77B
$376K 0.01%
9,993
-524
-5% -$18.1K
ROKU icon
839
Roku
ROKU
$21.1B
$375K 0.01%
3,686
-1,558
-30% -$191K
ARKG icon
840
ARK Genomic Revolution ETF
ARKG
$1.51B
$370K 0.01%
12,522
-99,120
-89% -$3.22M
HPQ icon
841
HP
HPQ
$23.5B
$370K 0.01%
19,570
-653
-3% -$12.8K
KTB icon
842
Kontoor Brands
KTB
$4.62B
$370K 0.01%
10,544
+1,747
+20% +$56.7K
INTU icon
843
Intuit
INTU
$81.1B
$369K 0.01%
1,389
+187
+16% +$51.4K
TER icon
844
Teradyne
TER
$54.8B
$368K 0.01%
+6,354
New +$336K
TGE
845
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$368K 0.01%
18,253
-5,577
-23% -$108K
AYX
846
DELISTED
Alteryx Inc
AYX
$366K 0.01%
3,410
-360
-10% -$44.7K
GWPH
847
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$363K 0.01%
3,157
+490
+18% +$74.4K
CCK icon
848
Crown Holdings
CCK
$12.8B
$362K 0.01%
5,481
+1,725
+46% +$111K
TECH icon
849
Bio-Techne
TECH
$11.2B
$362K 0.01%
7,408
+68
+0.9% +$3.41K
WTFC icon
850
Wintrust Financial
WTFC
$10.7B
$360K 0.01%
5,567
-63
-1% -$4.18K
32 33
34
35 36

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.