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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.61%
2 Industrials 8.79%
3 Energy 8.53%
4 Financials 6.96%
5 Healthcare 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
826
Diageo
DEO
$48.3B
– –
-6,433
Closed -$852K
DG icon
827
Dollar General
DG
$27.1B
– –
-10,440
Closed -$630K
DHS icon
828
WisdomTree US High Dividend Fund
DHS
$1.59B
– –
-48,113
Closed -$2.65M
DIA icon
829
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
– –
-24,327
Closed -$4.03M
DIS icon
830
Walt Disney
DIS
$185B
– –
-44,044
Closed -$3.37M
DON icon
831
WisdomTree US MidCap Dividend Fund
DON
$3.9B
– –
-115,623
Closed -$2.88M
EA
832
DELISTED
Electronic Arts
EA
– –
-330
Closed -$8K
EEM icon
833
iShares MSCI Emerging Markets ETF
EEM
$30.5B
– –
-160,945
Closed -$6.73M
EFA icon
834
iShares MSCI EAFE ETF
EFA
$77.6B
– –
-615,970
Closed -$41.3M
EGHT icon
835
8x8 Inc
EGHT
$260M
– –
-3,450
Closed -$35K
EGO icon
836
Eldorado Gold
EGO
$10.6B
– –
-27,935
Closed -$795K
EMB icon
837
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
– –
-2,719
Closed -$294K
EWY icon
838
iShares MSCI South Korea ETF
EWY
$26.8B
– –
-3,475
Closed -$225K
EXPD icon
839
Expeditors International
EXPD
$24.6B
– –
-4,547
Closed -$201K
FCFS icon
840
FirstCash
FCFS
$9.53B
– –
-5,289
Closed -$327K
FDT icon
841
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.32B
– –
-10,085
Closed -$519K
FEP icon
842
First Trust Europe AlphaDEX Fund
FEP
$525M
– –
-7,440
Closed -$249K
FET icon
843
Forum Energy Technologies
FET
$936M
– –
-30
Closed -$17K
FJP icon
844
First Trust Japan AlphaDEX Fund
FJP
$270M
– –
-6,005
Closed -$280K
FLO icon
845
Flowers Foods
FLO
$1.3B
– –
-125,309
Closed -$2.69M
FNX icon
846
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
– –
-21,300
Closed -$1.07M
GDV icon
847
Gabelli Dividend & Income Trust
GDV
$2.52B
– –
-32,362
Closed -$681K
GDX icon
848
VanEck Gold Miners ETF
GDX
$27.9B
– –
-44,422
Closed -$939K
GDXJ icon
849
VanEck Junior Gold Miners ETF
GDXJ
$8.75B
– –
-8,900
Closed -$276K
GLNG icon
850
Golar LNG
GLNG
$5.14B
– –
-15,150
Closed -$550K
32 33
34
35 36

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RRAM
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 53% a quarter earlier, followed by Industrials and Energy.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.