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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
826
Clorox
CLX
$11.3B
– –
-2,655
Closed -$221K
CROX icon
827
Crocs
CROX
$6.58B
– –
-10,410
Closed -$172K
EFX icon
828
Equifax
EFX
$19.6B
– –
-4,529
Closed -$267K
FHI icon
829
Federated Hermes
FHI
$4.35B
– –
-17,410
Closed -$477K
FITB
830
Fifth Third Bancorp
FITB
$51.8B
– –
-10,618
Closed -$192K
FXO icon
831
First Trust Financials AlphaDEX Fund
FXO
$1.1B
– –
-36,736
Closed -$690K
GLDD
832
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-12,000
Closed -$94K
GOF icon
833
Guggenheim Strategic Opportunities Fund
GOF
$2.21B
– –
-12,200
Closed -$269K
GRMN
834
Garmin
GRMN
$46.3B
– –
-14,665
Closed -$530K
IJH icon
835
iShares Core S&P Mid-Cap ETF
IJH
$122B
– –
-8,985
Closed -$208K
ISRG icon
836
Intuitive Surgical
ISRG
$119B
– –
-15,525
Closed -$873K
LNN icon
837
Lindsay Corp
LNN
$1.15B
– –
-65
Closed -$5K
NOA
838
North American Construction
NOA
$378M
– –
-17,291
Closed -$73K
PBI icon
839
Pitney Bowes
PBI
$2.42B
– –
-28,675
Closed -$421K
PGF icon
840
Invesco Financial Preferred ETF
PGF
$674M
– –
-10,377
Closed -$186K
SFL icon
841
SFL Corp
SFL
$1.58B
– –
-25,845
Closed -$384K
SHW icon
842
Sherwin-Williams
SHW
$76.6B
– –
-4,296
Closed -$253K
SWKS icon
843
Skyworks Solutions
SWKS
$9.1B
– –
-38,757
Closed -$848K
TTI icon
844
TETRA Technologies
TTI
$1.26B
– –
-9,110
Closed -$93K
VRE
845
DELISTED
Veris Residential
VRE
– –
-9,100
Closed -$223K
VRTX icon
846
Vertex Pharmaceuticals
VRTX
$120B
– –
-2,920
Closed -$234K
WKC icon
847
World Kinect Corp
WKC
$1.86B
– –
-6,930
Closed -$277K
SLCA
848
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-30,800
Closed -$640K
ACC
849
DELISTED
American Campus Communities, Inc.
ACC
– –
-50,569
Closed -$2.06M
CNR
850
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-62,394
Closed -$954K
31 32 33
34
35

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.