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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASA
801
ASA Gold and Precious Metals
ASA
$948M
$404K 0.01%
30,336
+1,690
+6% +$24.9K
IXC icon
802
iShares Global Energy ETF
IXC
$2.71B
$404K 0.01%
9,800
– –
XIFR
803
XPLR Infrastructure LP
XIFR
$1.18B
$401K 0.01%
13,490
-2
-0% -$101
EWBC icon
804
East-West Bancorp
EWBC
$17.9B
$401K 0.01%
7,599
-778
-9% -$43.7K
BSCT icon
805
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.87B
$397K 0.01%
22,665
+6,715
+42% +$120K
SCHG icon
806
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$397K 0.01%
21,828
+3,988
+22% +$75.1K
HEI.A icon
807
HEICO Corp Class A
HEI.A
$35.4B
$394K 0.01%
3,046
-53
-2% -$7.18K
SABA
808
Saba Capital Income & Opportunities Fund II
SABA
$220M
$393K 0.01%
50,883
-2,324
-4% -$19.1K
BTZ icon
809
BlackRock Credit Allocation Income Trust
BTZ
$927M
$393K 0.01%
40,560
-8,100
-17% -$81.3K
GPN icon
810
Global Payments
GPN
$22.1B
$392K 0.01%
3,393
-253
-7% -$30.1K
EGP icon
811
EastGroup Properties
EGP
$11.5B
$390K 0.01%
2,341
-1,184
-34% -$210K
HAIL icon
812
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$389K 0.01%
12,592
-1,048
-8% -$35.3K
CEG icon
813
Constellation Energy
CEG
$98B
$388K 0.01%
3,556
-1,221
-26% -$126K
AMH icon
814
American Homes 4 Rent
AMH
$12B
$386K 0.01%
11,452
+435
+4% +$15.6K
CHI
815
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$385K 0.01%
36,562
– –
WPM icon
816
Wheaton Precious Metals
WPM
$50.6B
$383K 0.01%
9,434
-108
-1% -$4.66K
ACWI icon
817
iShares MSCI ACWI ETF
ACWI
$32.6B
$382K 0.01%
4,131
+424
+11% +$40.7K
VTWO icon
818
Vanguard Russell 2000 ETF
VTWO
$17.3B
$381K 0.01%
5,334
– –
KEYS icon
819
Keysight
KEYS
$54.5B
$380K 0.01%
2,872
-1,351
-32% -$200K
PAVE icon
820
Global X US Infrastructure Development ETF
PAVE
$14.3B
$379K 0.01%
12,459
-2,591
-17% -$81.8K
IJJ icon
821
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$378K 0.01%
3,745
– –
VTRS icon
822
Viatris
VTRS
$20.1B
$377K 0.01%
38,264
-1,001
-3% -$10.4K
IAK icon
823
iShares US Insurance ETF
IAK
$511M
$377K 0.01%
4,109
– –
HAL icon
824
Halliburton
HAL
$27.9B
$374K 0.01%
9,242
-125
-1% -$4.9K
FTGC icon
825
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$373K 0.01%
15,523
-392,246
-96% -$9.47M
31 32
33
34 35

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MAM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.