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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMG icon
801
ScottsMiracle-Gro
SMG
$4.14B
$571K 0.01%
2,329
+529
+29% +$120K
PLLL
802
DELISTED
Piedmont Lithium Limited American Depositary Receipts
PLLL
$568K 0.01%
8,175
-45,168
-85% -$3.14M
DOC
803
DELISTED
PHYSICIANS REALTY TRUST
DOC
$566K 0.01%
32,054
-30,593
-49% -$543K
FXO icon
804
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$563K 0.01%
13,527
-643
-5% -$25K
SCHD icon
805
Schwab US Dividend Equity ETF
SCHD
$104B
$563K 0.01%
+23,142
New +$526K
CPZ
806
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$562K 0.01%
27,870
-7,880
-22% -$147K
PCEF icon
807
Invesco CEF Income Composite ETF
PCEF
$796M
$561K 0.01%
24,103
+13,655
+131% +$310K
NOV icon
808
NOV
NOV
$7.22B
$559K 0.01%
40,770
-1,555
-4% -$22.6K
PTBD icon
809
Pacer Trendpilot US Bond ETF
PTBD
$85.3M
$557K 0.01%
20,420
– –
NBIX icon
810
Neurocrine Biosciences
NBIX
$18.2B
$550K 0.01%
+5,656
New +$593K
BN icon
811
Brookfield
BN
$104B
$548K 0.01%
23,010
-1,942
-8% -$43.3K
HP icon
812
Helmerich & Payne
HP
$3.28B
$547K 0.01%
20,293
+2,098
+12% +$58K
PDI icon
813
PIMCO Dynamic Income Fund
PDI
$7.39B
$540K 0.01%
19,169
+194
+1% +$5.28K
IWY icon
814
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$539K 0.01%
4,006
– –
VOX icon
815
Vanguard Communication Services ETF
VOX
$5.69B
$532K 0.01%
4,092
-76
-2% -$9.68K
BALL icon
816
Ball Corp
BALL
$17.8B
$531K 0.01%
6,271
+253
+4% +$22.1K
HUM icon
817
Humana
HUM
$45.9B
$531K 0.01%
1,267
+85
+7% +$33.9K
IEMG icon
818
iShares Core MSCI Emerging Markets ETF
IEMG
$148B
$526K 0.01%
8,171
+549
+7% +$36.1K
VTIP icon
819
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$526K 0.01%
+10,203
New +$525K
ENSG icon
820
The Ensign Group
ENSG
$10.5B
$523K 0.01%
+5,569
New +$477K
UFS
821
DELISTED
DOMTAR CORPORATION (New)
UFS
$523K 0.01%
14,167
+741
+6% +$25.6K
VXUS icon
822
Vanguard Total International Stock ETF
VXUS
$153B
$522K 0.01%
8,330
+2,000
+32% +$125K
QVCGA
823
DELISTED
QVC Group Inc Series A
QVCGA
$521K 0.01%
885
-197
-18% -$121K
DTE icon
824
DTE Energy
DTE
$30.8B
$518K 0.01%
4,568
-306
-6% -$32.1K
VRSK icon
825
Verisk Analytics
VRSK
$28.1B
$517K 0.01%
2,927
+645
+28% +$118K
31 32
33
34 35

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CMTU
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FMI
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MAM
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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.