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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FL
801
DELISTED
Foot Locker
FL
$272K 0.01%
12,320
+461
+4% +$15.7K
SCZ icon
802
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$271K 0.01%
6,045
+2,765
+84% +$154K
VOYA icon
803
Voya Financial
VOYA
$8.96B
$270K 0.01%
6,656
-191
-3% -$10.4K
TREX icon
804
Trex
TREX
$4.4B
$269K 0.01%
6,708
+1,864
+38% +$87.4K
AZPN
805
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$269K 0.01%
2,829
+86
+3% +$8.18K
CDNS icon
806
Cadence Design Systems
CDNS
$91.8B
$268K 0.01%
4,065
+347
+9% +$24.1K
PRLB icon
807
Protolabs
PRLB
$1.7B
$267K 0.01%
3,508
+694
+25% +$64.3K
KMX icon
808
CarMax
KMX
$8.39B
$264K 0.01%
+4,900
New +$415K
ALK icon
809
Alaska Air
ALK
$5.11B
$263K 0.01%
+9,227
New +$502K
BGT icon
810
BlackRock Floating Rate Income Trust
BGT
$321M
$262K 0.01%
26,690
+4,960
+23% +$59.5K
GGG icon
811
Graco
GGG
$13.2B
$262K 0.01%
5,372
-680
-11% -$34.9K
NHI icon
812
National Health Investors
NHI
$3.79B
$261K 0.01%
5,271
+11
+0.2% +$835
DCI icon
813
Donaldson
DCI
$10.7B
$259K 0.01%
6,703
-69,571
-91% -$3.4M
FE icon
814
FirstEnergy
FE
$28.4B
$259K 0.01%
+6,461
New +$300K
SPYD icon
815
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$259K 0.01%
10,530
+3,192
+43% +$111K
UMPQ
816
DELISTED
Umpqua Holdings Corp
UMPQ
$259K 0.01%
+23,727
New +$369K
AOS icon
817
A.O. Smith
AOS
$8.55B
$258K 0.01%
+6,834
New +$291K
BSJM
818
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$258K 0.01%
11,898
+34
+0.3% +$802
FXR icon
819
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
$255K 0.01%
8,406
-1,090
-11% -$44.2K
DDS icon
820
Dillards
DDS
$9.2B
$254K 0.01%
6,884
+654
+10% +$38.2K
GDOT icon
821
Green Dot
GDOT
$750M
$254K 0.01%
10,000
– –
TTWO icon
822
Take-Two Interactive
TTWO
$46.1B
$254K 0.01%
2,144
-1,291
-38% -$153K
FLG
823
Flagstar Bank National Association
FLG
$5.87B
$254K 0.01%
9,027
-1,178
-12% -$39.1K
FTV icon
824
Fortive
FTV
$18.2B
$252K 0.01%
+7,237
New +$316K
BSJN
825
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$251K 0.01%
11,201
+36
+0.3% +$904
31 32
33
34 35

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HI
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AI
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PEA
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AI
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CB
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A
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VAS
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MU
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.