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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDS icon
801
Dillards
DDS
$8.87B
$421K 0.01%
6,375
+955
+18% +$61.1K
SMTC icon
802
Semtech
SMTC
$11.7B
$418K 0.01%
8,593
+1,620
+23% +$76.9K
WOOD icon
803
iShares Global Timber & Forestry ETF
WOOD
$258M
$417K 0.01%
7,105
– –
SAP icon
804
SAP
SAP
$187B
$414K 0.01%
3,516
-1,182
-25% -$146K
TM icon
805
Toyota
TM
$210B
$414K 0.01%
3,077
-62
-2% -$8.12K
CFB
806
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$413K 0.01%
+28,900
New +$416K
CBRE icon
807
CBRE Group
CBRE
$40.8B
$412K 0.01%
7,766
-186
-2% -$9.78K
HOG icon
808
Harley-Davidson
HOG
$2.68B
$412K 0.01%
11,450
+190
+2% +$6.51K
MBB icon
809
iShares MBS ETF
MBB
$39B
$410K 0.01%
3,788
-6,760
-64% -$729K
RWL icon
810
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$409K 0.01%
7,578
+213
+3% +$11.4K
ATSG
811
DELISTED
Air Transport Services Group
ATSG
$406K 0.01%
19,319
-9,965
-34% -$217K
PSXP
812
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$406K 0.01%
7,168
+922
+15% +$49.4K
EJUL icon
813
Innovator Emerging Markets Power Buffer ETF July
EJUL
$167M
$404K 0.01%
+16,290
New +$405K
HYD icon
814
VanEck High Yield Muni ETF
HYD
$4.44B
$404K 0.01%
6,268
+7
+0.1% +$449
XOP icon
815
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$403K 0.01%
4,509
-7,348
-62% -$692K
EMO
816
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$398K 0.01%
9,148
+8
+0.1% +$358
EVV
817
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$398K 0.01%
31,874
-500
-2% -$6.28K
FXR icon
818
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$397K 0.01%
9,496
– –
VOT icon
819
Vanguard Mid-Cap Growth ETF
VOT
$19B
$396K 0.01%
2,674
+110
+4% +$16.5K
CHE icon
820
Chemed
CHE
$6.78B
$395K 0.01%
946
-8
-0.8% -$3.27K
FAF icon
821
First American
FAF
$7.66B
$395K 0.01%
6,688
+1,687
+34% +$96.5K
TDOC icon
822
Teladoc Health
TDOC
$1.58B
$394K 0.01%
5,813
+368
+7% +$24.2K
TDF
823
Templeton Dragon Fund
TDF
$268M
$393K 0.01%
21,965
-570
-3% -$10.7K
LRFC
824
DELISTED
Logan Ridge Finance Corp
LRFC
$391K 0.01%
7,868
-2,019
-20% -$105K
AAN.A
825
DELISTED
The Aaron's Company Inc Class A
AAN.A
$391K 0.01%
6,078
+107
+2% +$6.88K
31 32
33
34 35

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.