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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.61%
2 Industrials 8.79%
3 Energy 8.53%
4 Financials 6.96%
5 Healthcare 6.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWAY
801
DELISTED
HOMEAWAY INC COM
AWAY
$2K ﹤0.01%
+54
New +$2.28K
IPGP icon
802
IPG Photonics
IPGP
$3.27B
$1K ﹤0.01%
15
– –
AA icon
803
Alcoa
AA
$12.3B
– –
-22,395
Closed -$572K
AAXJ icon
804
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.87B
– –
-13,415
Closed -$809K
ACN icon
805
Accenture
ACN
$116B
– –
-12,072
Closed -$993K
ACWV icon
806
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
– –
-18,121
Closed -$1.15M
AGG icon
807
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-17,999
Closed -$1.92M
AIVL icon
808
WisdomTree US AI Enhanced Value Fund
AIVL
$414M
– –
-39,711
Closed -$2.73M
AZN icon
809
AstraZeneca
AZN
$252B
– –
-98,772
Closed -$5.86M
BGFV
810
DELISTED
Big 5 Sporting Goods
BGFV
– –
-26,113
Closed -$518K
BHP icon
811
BHP
BHP
$214B
– –
-4,146
Closed -$239K
BIV icon
812
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
– –
-2,697
Closed -$220K
BKLN icon
813
Invesco Senior Loan ETF
BKLN
$6.78B
– –
-37,122
Closed -$924K
BPOP icon
814
Popular Inc
BPOP
$10.3B
– –
-17,385
Closed -$499K
BSV icon
815
Vanguard Short-Term Bond ETF
BSV
$46.1B
– –
-38,385
Closed -$3.07M
BWX icon
816
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
– –
-61,440
Closed -$1.77M
CADE
817
DELISTED
Cadence Bank
CADE
– –
-77,008
Closed -$1.96M
CEF icon
818
Sprott Physical Gold and Silver Trust
CEF
$7.55B
– –
-45,000
Closed -$596K
CPA icon
819
Copa Holdings
CPA
$5.25B
– –
-1,389
Closed -$222K
CSD icon
820
Invesco S&P Spin-Off ETF
CSD
$214M
– –
-55,835
Closed -$2.51M
CSL icon
821
Carlisle Companies
CSL
$12.6B
– –
-7,650
Closed -$607K
CTRA
822
DELISTED
Coterra Energy
CTRA
– –
-6,865
Closed -$266K
CWB icon
823
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.51B
– –
-104,101
Closed -$4.87M
DB icon
824
Deutsche Bank
DB
$72B
– –
-12,402
Closed -$510K
DBC icon
825
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
– –
-20,631
Closed -$529K
31 32
33
34 35

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RRAM
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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 53% a quarter earlier, followed by Industrials and Energy.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.