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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTM
801
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
$123K 0.01%
+10,000
New +$125K
ARUN
802
DELISTED
ARUBA NETWORKS, INC.
ARUN
$123K 0.01%
6,897
+110
+2% +$1.98K
DDD icon
803
3D Systems Corp
DDD
$423M
$119K 0.01%
1,277
+147
+13% +$10.3K
TTEK icon
804
Tetra Tech
TTEK
$7.93B
$118K 0.01%
21,150
-900
-4% -$4.86K
REFR icon
805
Research Frontiers
REFR
$16.8M
$116K 0.01%
20,000
– –
SIL icon
806
Global X Silver Miners ETF NEW
SIL
$4.07B
$112K 0.01%
+3,333
New +$119K
WEN icon
807
Wendy's
WEN
$1.37B
$104K 0.01%
11,885
-6,000
-34% -$51.5K
BKCC
808
DELISTED
BlackRock Capital Investment Corporation
BKCC
$101K 0.01%
10,875
– –
MFIC icon
809
MidCap Financial Investment
MFIC
$779M
$89K ﹤0.01%
3,490
– –
SNDK
810
DELISTED
SANDISK CORP
SNDK
$86K ﹤0.01%
1,213
-106
-8% -$7.14K
TYL icon
811
Tyler Technologies
TYL
$11.9B
$77K ﹤0.01%
755
– –
BLOX
812
DELISTED
Infoblox Inc
BLOX
$74K ﹤0.01%
2,239
+1,709
+322% +$66.9K
FTR
813
DELISTED
Frontier Communications Corp.
FTR
$72K ﹤0.01%
1,037
– –
PLL
814
DELISTED
PALL CORP
PLL
$71K ﹤0.01%
837
-60
-7% -$4.88K
VTNC
815
DELISTED
VITRAN CORPORATION
VTNC
$71K ﹤0.01%
+11,000
New +$62.1K
SURG
816
DELISTED
SYNERGETICS USA, INC.
SURG
$69K ﹤0.01%
+19,055
New +$77.9K
MDSO
817
DELISTED
Medidata Solutions, Inc.
MDSO
$65K ﹤0.01%
1,080
+340
+46% +$18.8K
OIG
818
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$63K ﹤0.01%
+250
New +$59.3K
VMI icon
819
Valmont Industries
VMI
$9.49B
$62K ﹤0.01%
415
+90
+28% +$12.7K
ECPG icon
820
Encore Capital Group
ECPG
$1.84B
$59K ﹤0.01%
1,169
+355
+44% +$16.9K
MNST icon
821
Monster Beverage
MNST
$91.5B
$59K ﹤0.01%
5,256
+3,090
+143% +$30.4K
BDSI
822
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$59K ﹤0.01%
10,000
– –
CIM
823
Chimera Investment
CIM
$1.03B
$58K ﹤0.01%
1,258
– –
SNV
824
DELISTED
Synovus
SNV
$58K ﹤0.01%
2,299
+3
+0.1% +$71
HSIC icon
825
Henry Schein
HSIC
$9.63B
$48K ﹤0.01%
1,071
– –
31 32
33
34 35

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.