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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
801
Ligand Pharmaceuticals
LGND
$6.06B
$8K ﹤0.01%
+305
New +$8.58K
EA icon
802
Electronic Arts
EA
$52.4B
$7K ﹤0.01%
+275
New +$7.14K
VAR
803
DELISTED
Varian Medical Systems, Inc.
VAR
$6K ﹤0.01%
87
-6,279
-99% -$398K
SFLY
804
DELISTED
Shutterfly, Inc.
SFLY
$6K ﹤0.01%
100
-65
-39% -$3.61K
MSCC
805
DELISTED
Microsemi Corp
MSCC
$6K ﹤0.01%
260
– –
IMI
806
DELISTED
Intermolecular, Inc.
IMI
$5K ﹤0.01%
818
– –
HERO
807
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$5K ﹤0.01%
641
-1,500
-70% -$10.9K
CBST
808
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$5K ﹤0.01%
75
+60
+400% +$3.63K
CNK icon
809
Cinemark Holdings
CNK
$3.82B
$4K ﹤0.01%
140
– –
LTXB
810
DELISTED
LegacyTexas Financial Group Inc
LTXB
$4K ﹤0.01%
+200
New +$4.19K
CDNS icon
811
Cadence Design Systems
CDNS
$91.1B
$3K ﹤0.01%
255
– –
P
812
DELISTED
Pandora Media Inc
P
$3K ﹤0.01%
125
+40
+47% +$819
DWA
813
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$3K ﹤0.01%
+110
New +$3K
SLXP
814
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$3K ﹤0.01%
45
– –
AYI icon
815
Acuity Brands
AYI
$9.79B
$2K ﹤0.01%
+20
New +$1.75K
PANW icon
816
Palo Alto Networks
PANW
$265B
$2K ﹤0.01%
270
– –
SWI
817
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$2K ﹤0.01%
45
– –
PPO
818
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$2K ﹤0.01%
40
– –
SHPG
819
DELISTED
Shire pic
SHPG
$2K ﹤0.01%
20
– –
IPGP icon
820
IPG Photonics
IPGP
$4.09B
$1K ﹤0.01%
15
– –
CRZO
821
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1K ﹤0.01%
25
– –
AAP icon
822
Advance Auto Parts
AAP
$3.22B
– –
-3,945
Closed -$320K
ADM icon
823
Archer Daniels Midland
ADM
$41.6B
– –
-7,393
Closed -$251K
AGNC icon
824
AGNC Investment
AGNC
$12.3B
– –
-9,595
Closed -$221K
ANDE icon
825
Andersons Inc
ANDE
$2.66B
– –
-57
Closed -$2K
31 32
33
34 35

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.