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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYSB
776
iShares Systematic Bond ETF
SYSB
$1.15B
$409K 0.01%
4,995
– –
BSX icon
777
Boston Scientific
BSX
$65.8B
$407K 0.01%
10,514
-477
-4% -$19.1K
PODD icon
778
Insulet
PODD
$11.3B
$406K 0.01%
1,771
-805
-31% -$202K
ANSS
779
DELISTED
Ansys
ANSS
$404K 0.01%
1,823
-426
-19% -$109K
IONS icon
780
Ionis Pharmaceuticals
IONS
$9.35B
$404K 0.01%
9,125
-2,519
-22% -$106K
IYJ icon
781
iShares US Industrials ETF
IYJ
$1.98B
$403K 0.01%
4,810
-2
-0% -$187
JD icon
782
JD.com
JD
$40.8B
$403K 0.01%
8,007
-1,920
-19% -$114K
PHYS icon
783
Sprott Physical Gold
PHYS
$14.6B
$402K 0.01%
31,425
+15,425
+96% +$208K
FYX icon
784
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$400K 0.01%
5,500
– –
EL icon
785
Estee Lauder
EL
$29B
$399K 0.01%
1,849
-175
-9% -$44.7K
FXR icon
786
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$398K 0.01%
8,666
– –
RBA icon
787
RB Global
RBA
$20.8B
$398K 0.01%
6,367
+1,853
+41% +$126K
HAIL icon
788
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$20.9M
$397K 0.01%
12,587
-464
-4% -$17.5K
ITA icon
789
iShares US Aerospace & Defense ETF
ITA
$14.2B
$395K 0.01%
4,328
-100
-2% -$10.1K
CBRL icon
790
Cracker Barrel
CBRL
$1.2B
$394K 0.01%
4,259
-58
-1% -$5.83K
CDC icon
791
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$744M
$394K 0.01%
6,640
– –
MRNA icon
792
Moderna
MRNA
$21.5B
$393K 0.01%
3,326
+98
+3% +$14.9K
PAVE icon
793
Global X US Infrastructure Development ETF
PAVE
$14.3B
$387K 0.01%
16,779
– –
BANR icon
794
Banner Corp
BANR
$2.39B
$384K 0.01%
+6,506
New +$393K
IXN icon
795
iShares Global Tech ETF
IXN
$8.7B
$384K 0.01%
9,112
– –
EA icon
796
Electronic Arts
EA
$52.4B
$383K 0.01%
3,309
-334
-9% -$42.2K
BALL icon
797
Ball Corp
BALL
$17B
$382K 0.01%
7,913
+521
+7% +$32K
VGI
798
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$382K 0.01%
51,055
+10,405
+26% +$86.6K
MLPX icon
799
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$380K 0.01%
10,145
– –
AXON
800
Axon Enterprise
AXON
$40.5B
$378K 0.01%
3,262
-198
-6% -$22.4K
30 31
32
33 34

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.