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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCOM icon
776
Fidelity MSCI Communication Services Index ETF
FCOM
$1.81B
$617K 0.01%
12,520
+1,005
+9% +$48.5K
WRB icon
777
W.R. Berkley
WRB
$28.5B
$616K 0.01%
18,383
+1,274
+7% +$39.3K
O icon
778
Realty Income
O
$61.2B
$614K 0.01%
9,977
+4,890
+96% +$290K
ESTC icon
779
Elastic
ESTC
$6.46B
$613K 0.01%
5,517
+39
+0.7% +$5.54K
STOR
780
DELISTED
STORE Capital Corporation
STOR
$613K 0.01%
18,303
-23,319
-56% -$759K
OKTA icon
781
Okta
OKTA
$23.6B
$607K 0.01%
2,755
+1,486
+117% +$373K
UNM icon
782
Unum
UNM
$14B
$607K 0.01%
21,805
-1,095
-5% -$28.4K
VUZI icon
783
Vuzix
VUZI
$185M
$607K 0.01%
+23,868
New +$387K
IXC icon
784
iShares Global Energy ETF
IXC
$2.68B
$606K 0.01%
24,576
-906
-4% -$21.4K
LTHM
785
DELISTED
Livent Corporation
LTHM
$606K 0.01%
+34,991
New +$687K
EXR icon
786
Extra Space Storage
EXR
$32B
$605K 0.01%
4,563
-5,442
-54% -$659K
FBT icon
787
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$604K 0.01%
3,764
+59
+2% +$10.1K
MKTX icon
788
MarketAxess Holdings
MKTX
$4.3B
$603K 0.01%
1,211
+36
+3% +$19.2K
FRC
789
DELISTED
First Republic Bank
FRC
$603K 0.01%
3,618
+336
+10% +$54.4K
MNR
790
DELISTED
Monmouth Real Estate Investment Corp
MNR
$603K 0.01%
34,093
– –
EMLP icon
791
First Trust North American Energy Infrastructure Fund
EMLP
$4.15B
$600K 0.01%
26,309
+3,185
+14% +$70.3K
SRE icon
792
Sempra
SRE
$59.9B
$596K 0.01%
8,986
+778
+9% +$48.4K
TER icon
793
Teradyne
TER
$49.2B
$590K 0.01%
4,851
+1,588
+49% +$200K
DBC icon
794
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$588K 0.01%
35,385
-15,390
-30% -$249K
WRK
795
DELISTED
WestRock Company
WRK
$587K 0.01%
11,275
+900
+9% +$42K
CG icon
796
Carlyle Group
CG
$16.7B
$586K 0.01%
15,954
+5,768
+57% +$202K
CCL icon
797
Carnival Corporation Ltd
CCL
$38.6B
$585K 0.01%
22,028
+7,186
+48% +$170K
DXPE icon
798
DXP Enterprises
DXPE
$2.48B
$585K 0.01%
19,392
-500
-3% -$14.2K
CHTR icon
799
Charter Communications
CHTR
$16.6B
$580K 0.01%
940
-157
-14% -$98.1K
EL icon
800
Estee Lauder
EL
$30.7B
$573K 0.01%
1,971
+305
+18% +$83.5K
30 31
32
33 34

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Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.