We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URA icon
776
Global X Uranium ETF
URA
$5.54B
$501K 0.01%
32,690
-8,115
-20% -$99.3K
VOX icon
777
Vanguard Communication Services ETF
VOX
$5.53B
$501K 0.01%
4,168
+144
+4% +$16.1K
IYK icon
778
iShares US Consumer Staples ETF
IYK
$1.39B
$500K 0.01%
8,652
+3,903
+82% +$207K
TMUS icon
779
T-Mobile US
TMUS
$193B
$498K 0.01%
3,690
+826
+29% +$102K
COF icon
780
Capital One
COF
$124B
$496K 0.01%
5,017
+338
+7% +$28.7K
STE icon
781
Steris
STE
$20.9B
$496K 0.01%
2,615
+166
+7% +$31K
DNOW icon
782
DNOW Inc
DNOW
$2.63B
$494K 0.01%
68,859
+16,656
+32% +$93.7K
DDOG icon
783
Datadog
DDOG
$87.9B
$492K 0.01%
5,000
-3,000
-38% -$299K
JMST icon
784
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$492K 0.01%
+9,634
New +$491K
FCVT icon
785
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$488K 0.01%
9,969
– –
FXO icon
786
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$486K 0.01%
14,170
-8,840
-38% -$271K
EMLP icon
787
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$485K 0.01%
23,124
+171
+0.7% +$3.55K
HUM icon
788
Humana
HUM
$46.7B
$485K 0.01%
1,182
-85
-7% -$35.3K
POWI icon
789
Power Integrations
POWI
$3.54B
$485K 0.01%
5,929
+372
+7% +$25.2K
FRC
790
DELISTED
First Republic Bank
FRC
$482K 0.01%
+3,282
New +$427K
DXC icon
791
DXC Technology
DXC
$1.63B
$481K 0.01%
18,667
-211
-1% -$4.5K
IVOV icon
792
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$481K 0.01%
7,308
+1,782
+32% +$109K
EIX icon
793
Edison International
EIX
$30.7B
$479K 0.01%
7,619
-212
-3% -$12.8K
FTS icon
794
Fortis
FTS
$30B
$477K 0.01%
11,674
+865
+8% +$35.5K
SOXX icon
795
iShares Semiconductor ETF
SOXX
$43.6B
$475K 0.01%
3,759
-81
-2% -$9.3K
VRSK icon
796
Verisk Analytics
VRSK
$26.4B
$474K 0.01%
2,282
-1,164
-34% -$226K
IEMG icon
797
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$473K 0.01%
7,622
-3,793
-33% -$219K
IXN icon
798
iShares Global Tech ETF
IXN
$8.7B
$473K 0.01%
+9,462
New +$437K
MLPA icon
799
Global X MLP ETF
MLPA
$2.28B
$473K 0.01%
+17,236
New +$445K
DOV icon
800
Dover
DOV
$27.2B
$469K 0.01%
3,714
-105
-3% -$12.5K
30 31
32
33 34

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.