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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
776
iShares US Energy ETF
IYE
$1.72B
$301K 0.01%
19,669
-202
-1% -$5.09K
RPG icon
777
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$300K 0.01%
14,960
– –
TRI icon
778
Thomson Reuters
TRI
$46.4B
$298K 0.01%
4,169
+588
+16% +$45.8K
BSCK
779
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$298K 0.01%
14,184
+517
+4% +$10.9K
BAX icon
780
Baxter International
BAX
$12.8B
$293K 0.01%
3,615
+145
+4% +$12.5K
TKR icon
781
Timken Company
TKR
$9.19B
$291K 0.01%
9,005
+91
+1% +$4.3K
KIO
782
KKR Income Opportunities Fund
KIO
$450M
$290K 0.01%
27,250
– –
O icon
783
Realty Income
O
$61.1B
$290K 0.01%
5,994
-27,836
-82% -$1.94M
PSXP
784
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$288K 0.01%
7,910
+777
+11% +$41.2K
OEF icon
785
iShares S&P 100 ETF
OEF
$19.5B
$287K 0.01%
2,421
– –
UCON icon
786
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$287K 0.01%
+11,900
New +$303K
MDC
787
DELISTED
M.D.C. Holdings, Inc.
MDC
$287K 0.01%
13,370
+5,969
+81% +$209K
CSQ icon
788
Calamos Strategic Total Return Fund
CSQ
$3.13B
$286K 0.01%
29,321
+10,110
+53% +$127K
FCVT icon
789
First Trust SSI Strategic Convertible Securities ETF
FCVT
$108M
$285K 0.01%
9,969
+1,475
+17% +$47.7K
ZNGA
790
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$285K 0.01%
41,602
-80,209
-66% -$527K
EFR
791
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$283K 0.01%
28,688
+6,705
+31% +$83.7K
EMD
792
Western Asset Emerging Markets Debt Fund
EMD
$606M
$282K 0.01%
26,812
+1,091
+4% +$14.8K
BSJL
793
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$282K 0.01%
12,755
+528
+4% +$12.6K
VV icon
794
Vanguard Large-Cap ETF
VV
$51.2B
$280K 0.01%
2,364
-389
-14% -$54.7K
WPM icon
795
Wheaton Precious Metals
WPM
$49.7B
$280K 0.01%
+10,161
New +$293K
HPQ icon
796
HP
HPQ
$26B
$278K 0.01%
16,034
-1,343
-8% -$27.2K
ROKU icon
797
Roku
ROKU
$21.6B
$278K 0.01%
3,177
-204
-6% -$23.5K
KTB icon
798
Kontoor Brands
KTB
$4.71B
$276K 0.01%
14,403
+2,678
+23% +$95.5K
NBHC icon
799
National Bank Holdings
NBHC
$1.9B
$275K 0.01%
+11,518
New +$359K
DBP icon
800
Invesco DB Precious Metals Fund
DBP
$236M
$272K 0.01%
6,670
– –
30 31
32
33 34

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AI
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PEA
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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.