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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CACI icon
776
CACI
CACI
$10.8B
– –
-11,095
Closed -$1M
CE icon
777
Celanese
CE
$5.09B
– –
-17,173
Closed -$1.12M
CTSH icon
778
Cognizant
CTSH
$21.5B
– –
-20,434
Closed -$1.17M
CYBR
779
DELISTED
CyberArk
CYBR
– –
-2,500
Closed -$121K
DDD icon
780
3D Systems Corp
DDD
$420M
– –
-18,280
Closed -$250K
DHC
781
Diversified Healthcare Trust
DHC
$2.26B
– –
-18,494
Closed -$385K
DHI icon
782
D.R. Horton
DHI
$41B
– –
-36,622
Closed -$1.15M
DXJ icon
783
WisdomTree Japan Hedged Equity Fund
DXJ
$7.21B
– –
-8,875
Closed -$344K
ESS icon
784
Essex Property Trust
ESS
$18.9B
– –
-1,102
Closed -$251K
FLOT icon
785
iShares Floating Rate Bond ETF
FLOT
$10.1B
– –
-4,435
Closed -$224K
FTA icon
786
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
– –
-33,829
Closed -$1.35M
GOVI icon
787
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-72,325
Closed -$2.54M
HTLD icon
788
Heartland Express
HTLD
$1.11B
– –
-10,589
Closed -$184K
IHF icon
789
iShares US Healthcare Providers ETF
IHF
$1.18B
– –
-92,865
Closed -$2.37M
JCI icon
790
Johnson Controls International
JCI
$87.5B
– –
-37,061
Closed -$1.72M
CALY
791
Callaway Golf Company
CALY
$3.26B
– –
-4,560
Closed -$47K
PEG icon
792
Public Service Enterprise Group
PEG
$39.8B
– –
-4,671
Closed -$218K
PSK icon
793
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
– –
-51,749
Closed -$2.38M
RL icon
794
Ralph Lauren
RL
$22.2B
– –
-12,987
Closed -$1.16M
RQI icon
795
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-10,468
Closed -$144K
SAN icon
796
Banco Santander
SAN
$194B
– –
-12,200
Closed -$46K
STX icon
797
Seagate
STX
$193B
– –
-10,528
Closed -$256K
VXUS icon
798
Vanguard Total International Stock ETF
VXUS
$153B
– –
-39,111
Closed -$1.74M
RJN
799
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
– –
-10,000
Closed -$26K
LLL
800
DELISTED
L3 Technologies, Inc.
LLL
– –
-1,655
Closed -$243K
29 30 31
32
33

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.