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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.08%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.02B
AUM Growth
+$160M
Cap. Flow
+$40.9M
Cap. Flow %
2.03%
Top 10 Hldgs %
32.21%
Holding
922
New
101
Increased
377
Reduced
348
Closed
49

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$7.97M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.82M
3
CRM icon
Salesforce
CRM
+$4.78M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.16M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.38M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.96M
3
O icon
Realty Income
O
+$2.79M
4
DELL
DELL INC
DELL
+$2.66M
5
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.59M

Sector Composition

Rank Sector Weight
1 Industrials 6.71%
2 Energy 6.58%
3 Healthcare 5.77%
4 Financials 5.56%
5 Technology 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
776
DELISTED
Twitter, Inc.
TWTR
$201K 0.01%
+3,160
New +$157K
PII icon
777
Polaris
PII
$4.13B
$200K 0.01%
1,375
+85
+7% +$11.4K
WPC icon
778
W.P. Carey
WPC
$16.7B
$200K 0.01%
3,334
-292
-8% -$18.4K
CHRD icon
779
Chord Energy
CHRD
$7.82B
$189K 0.01%
4,025
+200
+5% +$9.93K
SONY icon
780
Sony
SONY
$122B
$182K 0.01%
52,750
+375
+0.7% +$1.39K
WLL
781
DELISTED
Whiting Petroleum Corporation
WLL
$181K 0.01%
10
-2
-17% -$37.9K
TEF
782
DELISTED
Telefonica
TEF
$180K 0.01%
15,030
-3,105
-17% -$37.6K
XCO
783
DELISTED
Exco Resources
XCO
$176K 0.01%
2,213
-294
-12% -$25.1K
IVR icon
784
Invesco Mortgage Capital
IVR
$782M
$173K 0.01%
1,182
-66
-5% -$10K
PGX icon
785
Invesco Preferred ETF
PGX
$3.84B
$173K 0.01%
12,859
-15,074
-54% -$206K
LYG icon
786
Lloyds Banking Group
LYG
$87B
$165K 0.01%
31,082
-12,670
-29% -$63.6K
RITM icon
787
Rithm Capital
RITM
$5.01B
$163K 0.01%
12,187
+1,363
+13% +$17.6K
WOOF
788
DELISTED
VCA Inc.
WOOF
$163K 0.01%
5,190
-225
-4% -$6.56K
QLIK
789
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
$160K 0.01%
+5,990
New +$165K
ERIC icon
790
Ericsson
ERIC
$30.6B
$157K 0.01%
12,810
-85
-0.7% -$1.06K
HITT
791
DELISTED
HITTITE MICROWAVE CORP
HITT
$152K 0.01%
2,455
-100
-4% -$6.25K
QGENF
792
DELISTED
QIAGEN NV
QGENF
$150K 0.01%
6,290
-235
-4% -$5.6K
EOX
793
DELISTED
EMERALD OIL INC (MT)
EOX
$148K 0.01%
+965
New +$149K
NID
794
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$141K 0.01%
12,276
-129,147
-91% -$1.45M
TSLA icon
795
Tesla
TSLA
$1.26T
$140K 0.01%
13,920
+3,450
+33% +$35.2K
DS
796
DELISTED
Drive Shack Inc.
DS
$134K 0.01%
25,896
+2,425
+10% +$12.2K
PGH
797
DELISTED
Pengrowth Energy Corporation
PGH
$134K 0.01%
21,669
-450
-2% -$2.83K
TW
798
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$126K 0.01%
+985
New +$115K
UAA icon
799
Under Armour
UAA
$2.87B
$124K 0.01%
5,744
+1,853
+48% +$37.7K
FTNT icon
800
Fortinet
FTNT
$111B
$123K 0.01%
32,060
-3,315
-9% -$12.9K
30 31
32
33 34

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Stephens Inc's Q4 2013 Portfolio in Review

As of Q4 2013, Stephens Inc held 922 positions worth $2.02B, up 8.6% from $1.86B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q4 2013 filing shows 101 new, 377 increased, 348 reduced and 49 closed positions. Its largest new stake was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M. The largest sale was iShares Russell 1000 Value ETF, an estimated $15M.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 6.2% a quarter earlier, followed by Energy and Healthcare.

  • Stephens Inc's largest Q4 2013 buy was Del Frisco's Restaurant Group, Inc. Common Stock: 142,383 shares worth $3.36M.
  • Stephens Inc added most to iShares Russell Mid-Cap Value ETF in Q4 2013, an estimated $7.97M increase.
  • Stephens Inc's biggest Q4 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $15M.
  • Stephens Inc fully exited Realty Income in Q4 2013, selling an estimated $2.79M.
  • Stephens Inc's ten largest holdings make up 32% of its $2.02B portfolio in Q4 2013.
  • Stephens Inc opened 101 new positions and closed 49 in Q4 2013.
  • Stephens Inc's portfolio value rose 8.6% quarter-over-quarter to $2.02B.

Based on Stephens Inc's 13F filing for Q4 2013, filed 14 Feb 2014.