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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
751
Marvell Technology
MRVL
$174B
$472K 0.01%
8,720
-974
-10% -$57.5K
SU icon
752
Suncor Energy
SU
$77.7B
$472K 0.01%
13,727
+529
+4% +$17K
LVHD icon
753
Franklin US Low Volatility High Dividend Index ETF
LVHD
$635M
$471K 0.01%
13,915
+740
+6% +$26.9K
CACG
754
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$470K 0.01%
11,547
-166
-1% -$7.01K
COM icon
755
Direxion Auspice Broad Commodity Strategy ETF
COM
$204M
$470K 0.01%
15,831
+4,341
+38% +$129K
JNPR
756
DELISTED
Juniper Networks
JNPR
$467K 0.01%
16,813
+6,689
+66% +$193K
NEOG icon
757
Neogen
NEOG
$2.05B
$466K 0.01%
25,144
-274
-1% -$5.97K
ZG icon
758
Zillow
ZG
$7.02B
$464K 0.01%
+10,365
New +$520K
BSMN
759
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$463K 0.01%
18,490
+5
+0% +$125
HP icon
760
Helmerich & Payne
HP
$3.53B
$462K 0.01%
10,968
-189
-2% -$7.89K
HQH
761
abrdn Healthcare Investors
HQH
$1.23B
$462K 0.01%
29,685
+3,481
+13% +$58.1K
CP icon
762
Canadian Pacific Kansas City
CP
$82B
$461K 0.01%
6,195
+1,097
+22% +$87K
SWK icon
763
Stanley Black & Decker
SWK
$14.2B
$460K 0.01%
5,499
-219
-4% -$20.3K
FBT icon
764
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$458K 0.01%
3,130
-200
-6% -$30.5K
IHI icon
765
iShares US Medical Devices ETF
IHI
$3.02B
$457K 0.01%
9,413
-25,616
-73% -$1.36M
FTAI icon
766
FTAI Aviation
FTAI
$22.2B
$452K 0.01%
12,706
-950
-7% -$32.6K
RPG icon
767
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$451K 0.01%
14,960
– –
BMAC.U
768
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$450K 0.01%
42,000
– –
PHYS icon
769
Sprott Physical Gold
PHYS
$14.6B
$450K 0.01%
31,425
– –
GVI icon
770
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$450K 0.01%
4,438
-20
-0.4% -$2.04K
FMX icon
771
Fomento Económico Mexicano
FMX
$43.3B
$446K 0.01%
4,082
-380
-9% -$42.2K
AAP icon
772
Advance Auto Parts
AAP
$3.37B
$445K 0.01%
7,951
+2,751
+53% +$184K
FYX icon
773
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$444K 0.01%
5,500
– –
ALB icon
774
Albemarle
ALB
$13.5B
$443K 0.01%
2,607
+183
+8% +$36.5K
FFWM
775
DELISTED
First Foundation Inc
FFWM
$442K 0.01%
72,693
+35,091
+93% +$231K
29 30
31
32 33

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.