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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.31%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
751
Capital One
COF
$128B
$449K 0.01%
4,669
+721
+18% +$75.5K
BMAC.U
752
DELISTED
Black Mountain Acquisition Corp. Units, each consisting of one share of Class A common stock and three quarters of one warrant
BMAC.U
$448K 0.01%
43,000
– –
CF icon
753
CF Industries
CF
$19.6B
$447K 0.01%
+6,165
New +$504K
KRP icon
754
Kimbell Royalty Partners
KRP
$1.46B
$445K 0.01%
29,226
+395
+1% +$6.19K
DFS
755
DELISTED
Discover Financial Services
DFS
$445K 0.01%
4,501
-998
-18% -$107K
FYX icon
756
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$443K 0.01%
5,500
– –
CACG
757
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$441K 0.01%
11,713
– –
LYV icon
758
Live Nation Entertainment
LYV
$42.9B
$440K 0.01%
6,286
+104
+2% +$7.63K
PODD icon
759
Insulet
PODD
$11.8B
$438K 0.01%
1,374
-68
-5% -$20.2K
SPAB icon
760
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$435K 0.01%
16,881
– –
SPOT icon
761
Spotify
SPOT
$108B
$432K 0.01%
3,231
+380
+13% +$43.5K
IYJ icon
762
iShares US Industrials ETF
IYJ
$1.95B
$432K 0.01%
4,310
-500
-10% -$50K
AGNC icon
763
AGNC Investment
AGNC
$12.7B
$430K 0.01%
42,676
+9,251
+28% +$101K
BNDW icon
764
Vanguard Total World Bond ETF
BNDW
$1.88B
$428K 0.01%
6,200
– –
PCRX icon
765
Pacira BioSciences
PCRX
$1.04B
$427K 0.01%
10,470
+360
+4% +$14.3K
HEI.A icon
766
HEICO Corp Class A
HEI.A
$36B
$425K 0.01%
3,128
+43
+1% +$5.7K
SYSB
767
iShares Systematic Bond ETF
SYSB
$1.16B
$425K 0.01%
4,995
– –
XLI icon
768
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$421K 0.01%
4,161
– –
PAVE icon
769
Global X US Infrastructure Development ETF
PAVE
$13.5B
$421K 0.01%
14,850
-232
-2% -$6.57K
BIZD icon
770
VanEck BDC Income ETF
BIZD
$1.6B
$415K 0.01%
27,962
-14,575
-34% -$219K
HMC icon
771
Honda
HMC
$39.8B
$414K 0.01%
15,636
+1,868
+14% +$46.9K
POWI icon
772
Power Integrations
POWI
$3.15B
$413K 0.01%
4,874
-9
-0.2% -$747
LH icon
773
Labcorp
LH
$25.2B
$411K 0.01%
2,086
-106
-5% -$21.8K
HQH
774
abrdn Healthcare Investors
HQH
$1.25B
$410K 0.01%
23,216
+1,738
+8% +$31.6K
BKR icon
775
Baker Hughes
BKR
$58.3B
$409K 0.01%
14,188
+69
+0.5% +$2.09K
29 30
31
32 33

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.