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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BST icon
751
BlackRock Science and Technology Trust
BST
$1.57B
$445K 0.01%
15,135
– –
ASML icon
752
ASML
ASML
$675B
$442K 0.01%
1,064
+35
+3% +$17.5K
VV icon
753
Vanguard Large-Cap ETF
VV
$51.9B
$441K 0.01%
2,698
+251
+10% +$45.6K
VOOV icon
754
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$438K 0.01%
3,530
– –
SRLN icon
755
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$437K 0.01%
10,693
-3,523
-25% -$149K
SOXX icon
756
iShares Semiconductor ETF
SOXX
$44.2B
$435K 0.01%
4,095
+654
+19% +$82K
ALC icon
757
Alcon
ALC
$33.1B
$434K 0.01%
7,463
-251
-3% -$17.4K
RPG icon
758
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$433K 0.01%
14,960
– –
BNDW icon
759
Vanguard Total World Bond ETF
BNDW
$1.88B
$431K 0.01%
6,439
+239
+4% +$16.7K
EQH icon
760
Equitable Holdings
EQH
$13.1B
$428K 0.01%
16,260
+842
+5% +$23.9K
ACHC icon
761
Acadia Healthcare
ACHC
$3.17B
$427K 0.01%
5,456
-237
-4% -$18.9K
COM icon
762
Direxion Auspice Broad Commodity Strategy ETF
COM
$204M
$427K 0.01%
+14,330
New +$432K
MCY icon
763
Mercury Insurance
MCY
$5.94B
$426K 0.01%
14,981
-1,264
-8% -$45.8K
LH icon
764
Labcorp
LH
$24.3B
$423K 0.01%
2,405
-88
-4% -$18K
THW
765
abrdn World Healthcare Fund
THW
$530M
$423K 0.01%
32,918
– –
ABG icon
766
Asbury Automotive
ABG
$4.19B
$420K 0.01%
2,778
+1,208
+77% +$206K
CDNS icon
767
Cadence Design Systems
CDNS
$90B
$420K 0.01%
2,570
-424
-14% -$72.9K
FCFS icon
768
FirstCash
FCFS
$8.55B
$419K 0.01%
5,716
+909
+19% +$67.7K
SPAB icon
769
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$419K 0.01%
16,801
– –
VTRS icon
770
Viatris
VTRS
$20.1B
$418K 0.01%
49,065
+166
+0.3% +$1.63K
CTR
771
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$417K 0.01%
15,857
-62
-0.4% -$1.78K
MCK icon
772
McKesson
MCK
$98.5B
$413K 0.01%
1,214
+25
+2% +$8.68K
K
773
DELISTED
Kellanova
K
$411K 0.01%
6,279
-802
-11% -$55.1K
TALO icon
774
Talos Energy
TALO
$2.49B
$411K 0.01%
24,657
-18,837
-43% -$337K
SPG icon
775
Simon Property Group
SPG
$74.5B
$410K 0.01%
4,564
-1,153
-20% -$118K
29 30
31
32 33

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.