We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.09B
AUM Growth
+$516M
Cap. Flow
+$212M
Cap. Flow %
3.48%
Top 10 Hldgs %
19.92%
Holding
1,370
New
151
Increased
639
Reduced
455
Closed
65

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$58.8M
2
LUNG icon
Pulmonx
LUNG
+$34.6M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.4M
4
CVX icon
Chevron
CVX
+$15.2M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$14.6M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$47.1M
2
IAU icon
iShares Gold Trust
IAU
+$30.6M
3
OEF icon
iShares S&P 100 ETF
OEF
+$18.4M
4
TAIL icon
Cambria Tail Risk ETF
TAIL
+$16.7M
5
AMLP icon
Alerian MLP ETF
AMLP
+$15.9M

Sector Composition

Rank Sector Weight
1 Technology 9.49%
2 Financials 8.86%
3 Healthcare 7.47%
4 Consumer Discretionary 5.44%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
751
Saba Capital Income & Opportunities Fund II
SABA
$222M
$661K 0.01%
62,210
+1,862
+3% +$20.5K
PPLI
752
People Inc
PPLI
$3.15B
$660K 0.01%
5,592
+63
+1% +$7.82K
ADC icon
753
Agree Realty
ADC
$9.69B
$657K 0.01%
9,757
-10,985
-53% -$717K
RDS.B
754
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$656K 0.01%
17,800
-14,681
-45% -$560K
LH icon
755
Labcorp
LH
$25.5B
$654K 0.01%
2,986
+1,030
+53% +$207K
IVOV icon
756
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.35B
$653K 0.01%
8,362
+1,054
+14% +$76.7K
DHI icon
757
D.R. Horton
DHI
$42.2B
$650K 0.01%
7,289
+1,965
+37% +$154K
GRMN
758
Garmin
GRMN
$49B
$648K 0.01%
4,916
+356
+8% +$44.3K
CDNS icon
759
Cadence Design Systems
CDNS
$95.3B
$647K 0.01%
4,722
-183
-4% -$24.6K
ROST icon
760
Ross Stores
ROST
$80.5B
$645K 0.01%
5,377
-931
-15% -$110K
ASO icon
761
Academy Sports + Outdoors
ASO
$3.16B
$642K 0.01%
23,804
-3,506
-13% -$83.8K
HYLS icon
762
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$642K 0.01%
13,195
+410
+3% +$20K
TREX icon
763
Trex
TREX
$4.61B
$642K 0.01%
7,010
+148
+2% +$13.9K
SCHP icon
764
Schwab US TIPS ETF
SCHP
$16.4B
$638K 0.01%
20,848
+2,748
+15% +$84.7K
WST icon
765
West Pharmaceutical
WST
$23.7B
$636K 0.01%
+2,256
New +$646K
TEI
766
Templeton Emerging Markets Income Fund
TEI
$314M
$634K 0.01%
86,053
+677
+0.8% +$5.15K
MKFG
767
DELISTED
Markforged Holding Corporation
MKFG
$633K 0.01%
+5,462
New +$628K
VG
768
DELISTED
Vonage Holdings Corporation
VG
$631K 0.01%
53,413
+627
+1% +$8.16K
FRPT icon
769
Freshpet
FRPT
$3.04B
$630K 0.01%
3,969
+2,113
+114% +$319K
LDUR icon
770
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$625K 0.01%
6,125
-6,125
-50% -$625K
DAR icon
771
Darling Ingredients
DAR
$9.31B
$624K 0.01%
8,479
-4,534
-35% -$312K
STT icon
772
State Street
STT
$49.9B
$623K 0.01%
7,421
+384
+5% +$29.7K
XIFR
773
XPLR Infrastructure LP
XIFR
$1.1B
$623K 0.01%
8,547
+3,222
+61% +$248K
WDAY icon
774
Workday
WDAY
$39.2B
$621K 0.01%
2,500
+1,123
+82% +$277K
ANET icon
775
Arista Networks
ANET
$210B
$618K 0.01%
32,736
+1,888
+6% +$35.3K
29 30
31
32 33

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q1 2021 Portfolio in Review

As of Q1 2021, Stephens Inc held 1,370 positions worth $6.09B, up 9.3% from $5.57B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Stephens Inc deployed $212M of net new capital in Q1 2021, opening 151 new positions and adding to 639 existing holdings. Its largest new stake was Pulmonx: 603,182 shares worth $27.6M.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $47.1M trimmed.

  • Stephens Inc's largest Q1 2021 buy was Pulmonx: 603,182 shares worth $27.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $58.8M increase.
  • Stephens Inc's biggest Q1 2021 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $47.1M.
  • Stephens Inc fully exited Cambria Tail Risk ETF in Q1 2021, selling an estimated $16.7M.
  • Stephens Inc's ten largest holdings make up 20% of its $6.09B portfolio in Q1 2021.
  • Stephens Inc opened 151 new positions and closed 65 in Q1 2021.
  • Stephens Inc's portfolio value rose 9.3% quarter-over-quarter to $6.09B.

Based on Stephens Inc's 13F filing for Q1 2021, filed 14 May 2021.