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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+13.54%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.57B
AUM Growth
+$494M
Cap. Flow
-$104M
Cap. Flow %
-1.86%
Top 10 Hldgs %
18.96%
Holding
1,308
New
126
Increased
466
Reduced
535
Closed
89

Top Buys

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$31.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.91M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$8.79M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$27.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$26.2M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$23.5M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$23.5M
5
IAU icon
iShares Gold Trust
IAU
+$18.9M

Sector Composition

Rank Sector Weight
1 Technology 9.87%
2 Financials 8.44%
3 Healthcare 7.25%
4 Consumer Staples 5.44%
5 Communication Services 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGZ
751
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$121M
$544K 0.01%
41,649
+31,105
+295% +$352K
IGLB icon
752
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$539K 0.01%
7,375
-895
-11% -$64K
IWY icon
753
iShares Russell Top 200 Growth ETF
IWY
$16B
$533K 0.01%
4,006
+711
+22% +$89.7K
MGC icon
754
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$527K 0.01%
3,952
-4,280
-52% -$541K
UNM icon
755
Unum
UNM
$13.8B
$525K 0.01%
22,900
-107
-0.5% -$2.21K
FCOM icon
756
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$524K 0.01%
11,515
-840
-7% -$35.5K
SRE icon
757
Sempra
SRE
$60.8B
$523K 0.01%
8,208
+1,718
+26% +$111K
PFPT
758
DELISTED
Proofpoint, Inc.
PFPT
$521K 0.01%
3,817
+597
+19% +$65.4K
GSIG
759
DELISTED
Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
GSIG
$520K 0.01%
10,300
-19,960
-66% -$1M
IXC icon
760
iShares Global Energy ETF
IXC
$2.71B
$518K 0.01%
25,482
+10,200
+67% +$191K
NEA icon
761
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$518K 0.01%
34,316
+2,654
+8% +$38.7K
LSXMK
762
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$513K 0.01%
15,233
-50
-0.3% -$1.52K
CFO icon
763
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$512K 0.01%
8,205
+2,950
+56% +$173K
SYSB
764
iShares Systematic Bond ETF
SYSB
$1.15B
$512K 0.01%
4,995
– –
STT icon
765
State Street
STT
$50.9B
$512K 0.01%
7,037
-1,049
-13% -$71.2K
WEC icon
766
WEC Energy
WEC
$37.7B
$512K 0.01%
5,560
+155
+3% +$15.1K
MHK icon
767
Mohawk Industries
MHK
$6.9B
$511K 0.01%
3,628
-426
-11% -$51.3K
BNDW icon
768
Vanguard Total World Bond ETF
BNDW
$1.88B
$510K 0.01%
6,200
– –
ETSY icon
769
Etsy
ETSY
$7.65B
$508K 0.01%
2,855
+213
+8% +$32K
FOCT icon
770
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$508K 0.01%
+16,082
New +$492K
PRLB icon
771
Protolabs
PRLB
$1.86B
$505K 0.01%
3,290
-373
-10% -$52.6K
WRB icon
772
W.R. Berkley
WRB
$28B
$505K 0.01%
17,109
– –
DTE icon
773
DTE Energy
DTE
$31.1B
$504K 0.01%
4,874
-262
-5% -$27.6K
XLU icon
774
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$503K 0.01%
16,048
+1,374
+9% +$43.5K
PDI icon
775
PIMCO Dynamic Income Fund
PDI
$7.4B
$502K 0.01%
+18,975
New +$486K
29 30
31
32 33

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MAM
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Stephens Inc's Q4 2020 Portfolio in Review

As of Q4 2020, Stephens Inc held 1,308 positions worth $5.57B, up 9.7% from $5.08B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2020 filing shows 126 new, 466 increased, 535 reduced and 89 closed positions. Its largest new stake was iShares Micro-Cap ETF: 298,362 shares worth $35.4M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2020 buy was iShares Micro-Cap ETF: 298,362 shares worth $35.4M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q4 2020, an estimated $18.1M increase.
  • Stephens Inc's biggest Q4 2020 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $27.7M.
  • Stephens Inc fully exited GCI Liberty, Inc. Class A Common Stock (DE) in Q4 2020, selling an estimated $5.55M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.57B portfolio in Q4 2020.
  • Stephens Inc opened 126 new positions and closed 89 in Q4 2020.
  • Stephens Inc's portfolio value rose 9.7% quarter-over-quarter to $5.57B.

Based on Stephens Inc's 13F filing for Q4 2020, filed 10 Feb 2021.