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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
751
WEC Energy
WEC
$37.7B
$455K 0.01%
4,937
-1,956
-28% -$178K
ROKU icon
752
Roku
ROKU
$21.1B
$453K 0.01%
3,381
-305
-8% -$41.9K
IEMG icon
753
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$452K 0.01%
8,401
-2,478
-23% -$128K
GBIL icon
754
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$451K 0.01%
4,500
+2,000
+80% +$201K
UJUL icon
755
Innovator US Equity Ultra Buffer ETF July
UJUL
$227M
$448K 0.01%
17,759
-4,100
-19% -$105K
DFS
756
DELISTED
Discover Financial Services
DFS
$446K 0.01%
5,263
-796
-13% -$65.7K
RWL icon
757
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$442K 0.01%
7,581
+3
+0% +$169
PSXP
758
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$440K 0.01%
7,133
-35
-0.5% -$1.98K
MSB
759
Mesabi Trust
MSB
$295M
$439K 0.01%
18,667
+2,604
+16% +$60.4K
PPLI
760
People Inc
PPLI
$3.1B
$437K 0.01%
9,814
-7,632
-44% -$308K
GOVI icon
761
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$436K 0.01%
12,638
-964
-7% -$33.8K
STAA icon
762
STAAR Surgical
STAA
$1.16B
$435K 0.01%
+12,363
New +$408K
VG
763
DELISTED
Vonage Holdings Corporation
VG
$434K 0.01%
58,518
-6,266
-10% -$54.2K
GRMN
764
Garmin
GRMN
$46.9B
$430K 0.01%
4,409
-578
-12% -$53.9K
KIO
765
KKR Income Opportunities Fund
KIO
$450M
$430K 0.01%
27,250
– –
FXR icon
766
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$429K 0.01%
9,496
– –
NHI icon
767
National Health Investors
NHI
$3.9B
$429K 0.01%
5,260
+1,675
+47% +$137K
URA icon
768
Global X Uranium ETF
URA
$5.52B
$429K 0.01%
38,700
-1,085
-3% -$11.9K
TER icon
769
Teradyne
TER
$54.8B
$428K 0.01%
6,272
-82
-1% -$5.21K
TDF
770
Templeton Dragon Fund
TDF
$268M
$427K 0.01%
21,970
+5
+0% +$93
STT icon
771
State Street
STT
$50.9B
$426K 0.01%
5,387
+711
+15% +$50.1K
TAST
772
DELISTED
Carrols Restaurant Group, Inc.
TAST
$425K 0.01%
60,215
-21,916
-27% -$160K
BR icon
773
Broadridge
BR
$17.2B
$424K 0.01%
3,432
-89
-3% -$10.9K
BMRN icon
774
BioMarin Pharmaceuticals
BMRN
$11.5B
$421K 0.01%
4,982
+832
+20% +$62.8K
TTWO icon
775
Take-Two Interactive
TTWO
$43B
$421K 0.01%
3,435
-1,809
-34% -$220K
29 30
31
32 33

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.