We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYSB
751
iShares Systematic Bond ETF
SYSB
$1.15B
$506K 0.01%
4,995
– –
CHK.PRD
752
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$506K 0.01%
11,779
-9,487
-45% -$419K
OEF icon
753
iShares S&P 100 ETF
OEF
$19.8B
$501K 0.01%
3,811
– –
PH icon
754
Parker-Hannifin
PH
$125B
$501K 0.01%
2,775
+14
+0.5% +$2.38K
BNDW icon
755
Vanguard Total World Bond ETF
BNDW
$1.88B
$499K 0.01%
+6,200
New +$495K
LSXMK
756
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$498K 0.01%
15,585
-289
-2% -$8.98K
MNRO icon
757
Monro
MNRO
$525M
$492K 0.01%
6,224
-794
-11% -$63.6K
DFS
758
DELISTED
Discover Financial Services
DFS
$491K 0.01%
6,059
-1,726
-22% -$143K
IIPR icon
759
Innovative Industrial Properties
IIPR
$1.78B
$490K 0.01%
+5,300
New +$559K
NBL
760
DELISTED
Noble Energy, Inc.
NBL
$490K 0.01%
21,822
-1,776
-8% -$39.6K
ELGX
761
DELISTED
Endologix Inc
ELGX
$489K 0.01%
123,092
-10,442
-8% -$60.7K
VOOV icon
762
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$487K 0.01%
4,237
+711
+20% +$80.5K
WSO icon
763
Watsco Inc
WSO
$14.9B
$487K 0.01%
2,879
-2,618
-48% -$425K
LNC icon
764
Lincoln National
LNC
$7.91B
$485K 0.01%
8,035
-6,000
-43% -$359K
GOVI icon
765
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$484K 0.01%
+13,602
New +$476K
B
766
Barrick Mining
B
$62.2B
$483K 0.01%
27,850
+1,435
+5% +$25.3K
NBIX icon
767
Neurocrine Biosciences
NBIX
$17.7B
$481K 0.01%
5,340
+840
+19% +$78.5K
MMS icon
768
Maximus
MMS
$3.14B
$480K 0.01%
6,219
+155
+3% +$11.8K
WST icon
769
West Pharmaceutical
WST
$23.1B
$472K 0.01%
3,331
+25
+0.8% +$3.44K
SFM icon
770
Sprouts Farmers Market
SFM
$7.04B
$471K 0.01%
24,338
-6,503
-21% -$119K
VGIT icon
771
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$471K 0.01%
7,062
+5
+0.1% +$332
EXAS
772
DELISTED
Exact Sciences
EXAS
$468K 0.01%
5,176
+1,349
+35% +$154K
YUMC icon
773
Yum China
YUMC
$14.9B
$466K 0.01%
10,259
+50
+0.5% +$2.23K
DSL
774
DoubleLine Income Solutions Fund
DSL
$1.21B
$465K 0.01%
23,349
+3,223
+16% +$64.4K
FCFS icon
775
FirstCash
FCFS
$8.55B
$465K 0.01%
5,068
+80
+2% +$7.94K
29 30
31
32 33

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.