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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTEK icon
751
Tetra Tech
TTEK
$7.93B
$114K 0.01%
22,050
+13,400
+155% +$64.2K
ARUN
752
DELISTED
ARUBA NETWORKS, INC.
ARUN
$113K 0.01%
6,787
+3,600
+113% +$62.9K
BKCC
753
DELISTED
BlackRock Capital Investment Corporation
BKCC
$103K 0.01%
10,875
– –
EROC
754
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$100K 0.01%
14,125
– –
FLEX icon
755
Flex
FLEX
$46.9B
$98K 0.01%
14,289
-199
-1% -$1.31K
SPPP
756
Sprott Physical Platinum and Palladium Trust
SPPP
$564M
$89K ﹤0.01%
+10,000
New +$91.2K
MFIC icon
757
MidCap Financial Investment
MFIC
$779M
$85K ﹤0.01%
+3,490
New +$84.7K
REFR icon
758
Research Frontiers
REFR
$16.8M
$85K ﹤0.01%
20,000
– –
SNDK
759
DELISTED
SANDISK CORP
SNDK
$78K ﹤0.01%
1,319
-771
-37% -$45.3K
UAA icon
760
Under Armour
UAA
$2.87B
$77K ﹤0.01%
3,891
-524
-12% -$9.18K
TREX icon
761
Trex
TREX
$4.4B
$70K ﹤0.01%
11,272
+4,800
+74% +$27.9K
SIVB
762
DELISTED
SVB Financial Group
SIVB
$70K ﹤0.01%
809
+210
+35% +$18.1K
PLL
763
DELISTED
PALL CORP
PLL
$69K ﹤0.01%
897
-210
-19% -$15K
TYL icon
764
Tyler Technologies
TYL
$11.9B
$66K ﹤0.01%
755
– –
FTR
765
DELISTED
Frontier Communications Corp.
FTR
$65K ﹤0.01%
1,037
-6,530
-86% -$425K
DDD icon
766
3D Systems Corp
DDD
$423M
$61K ﹤0.01%
+1,130
New +$55.9K
HOLX
767
DELISTED
Hologic
HOLX
$59K ﹤0.01%
2,861
– –
CIM
768
Chimera Investment
CIM
$1.03B
$57K ﹤0.01%
1,258
-38
-3% -$1.69K
BDSI
769
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$54K ﹤0.01%
10,000
– –
SNV
770
DELISTED
Synovus
SNV
$53K ﹤0.01%
2,296
-954
-29% -$21.7K
XLNX
771
DELISTED
Xilinx Inc
XLNX
$51K ﹤0.01%
+1,080
New +$48.6K
VMI icon
772
Valmont Industries
VMI
$9.49B
$45K ﹤0.01%
325
-885
-73% -$127K
HSIC icon
773
Henry Schein
HSIC
$9.63B
$44K ﹤0.01%
1,071
– –
AKAM icon
774
Akamai
AKAM
$17.1B
$39K ﹤0.01%
758
-75
-9% -$3.54K
RDN icon
775
Radian Group
RDN
$5.07B
$39K ﹤0.01%
2,775
+80
+3% +$1.07K
29 30
31
32 33

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MAM
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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.